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First Trust Rising Dividend Achievers ETF

85 hedge funds and large institutions have $306M invested in First Trust Rising Dividend Achievers ETF in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 27 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

41% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 27

6% more funds holding

Funds holding: 8085 (+5)

2.62% less ownership

Funds ownership: 54.47%51.85% (-2.6%)

18% less capital invested

Capital invested by funds: $375M → $306M (-$69.3M)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
85
Holders Change
+5
Holders Change %
+6.25%
% of All Funds
1.89%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
15
Increased
38
Reduced
27
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHC
26
First Heartland Consultants
Missouri
$2.06M -$1.06M -36,584 -32%
MML Investors Services
27
MML Investors Services
Massachusetts
$1.71M +$147K +5,063 +9%
SWP
28
Stratos Wealth Partners
Ohio
$1.66M +$311K +10,735 +21%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$1.66M +$718K +24,749 +66%
MIAN
30
Mariner Independent Advisor Network
Kansas
$1.64M +$356K +12,283 +26%
BRWM
31
B. Riley Wealth Management
Tennessee
$1.38M -$1.62M -56,011 -52%
BFEC
32
Benjamin F. Edwards & Company
Missouri
$1.19M -$22.2K -764 -2%
NFG
33
Next Financial Group
Texas
$994K +$1.07M +36,793 +5,219%
GWM
34
Geneos Wealth Management
Colorado
$844K +$66.2K +2,282 +8%
DADC
35
D.A. Davidson & Co
Montana
$806K +$12.5K +432 +1%
IA
36
IFP Advisors
Florida
$714K -$120K -4,145 -13%
OIA
37
OneDigital Investment Advisors
Kansas
$692K +$757K +26,099 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$595K +$21.9K +755 +3%
KWM
39
Kingsview Wealth Management
Oregon
$579K -$8.67K -299 -1%
HIS
40
Harvest Investment Services
Illinois
$562K +$565K +19,498 New
OC
41
Oppenheimer & Co
New York
$552K +$104K +3,601 +21%
JP Morgan Chase
42
JP Morgan Chase
New York
$501K +$21.2K +732 +4%
FAIM
43
Financial Advocates Investment Management
Washington
$490K +$37.5K +1,293 +8%
CA
44
Cetera Advisors
Colorado
$488K +$227K +7,833 +74%
BHB
45
Bank Hapoalim BM
Israel
$480K -$101K -3,470 -16%
TSS
46
Two Sigma Securities
New York
$410K +$449K +15,470 New
DI
47
DFPG Investments
Utah
$383K +$419K +14,466 New
UCFA
48
United Capital Financial Advisors
Texas
$380K +$22.3K +770 +6%
AIP
49
Almanack Investment Partners
Pennsylvania
$358K -$264K -9,110 -40%
IWM
50
IHT Wealth Management
Illinois
$348K +$116K +4,015 +44%

RDVY Hedge Fund Activity: Q4 2018 in Review

85 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2018, worth a combined $306M — down 18% from $375M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new RDVY positions and 9 closed out — a net gain of 6 holders — while 38 added to existing stakes and 27 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $11.8M. The largest seller was Morgan Stanley, cutting an estimated $10.9M.

  • 85 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2018, up from 80 in Q3 2018.
  • Funds reported $306M of First Trust Rising Dividend Achievers ETF stock for Q4 2018, down 18% quarter-over-quarter.
  • 15 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2018 and 9 closed out, a net change of +6 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2018 was Raymond James Financial Services Advisors, an estimated $11.8M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2018 was Morgan Stanley, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.