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First Trust NASDAQ-100 Technology Index Fund
QTEC

Name Holding Trade Value Shares
Change 		Change in
Stake
JWCA
201
J.W. Cole Advisors
Florida
– -$2.9M -28,996 Closed
IAA
202
Independent Advisor Alliance
North Carolina
– -$2.65M -26,451 Closed
MWM
203
MinichMacGregor Wealth Management
New York
– -$2.6M -25,995 Closed
JP Morgan Chase
204
JP Morgan Chase
New York
– -$2.52M -25,993 -100%
CW
205
CreativeOne Wealth
Kansas
– -$2.28M -22,768 Closed
Bank of New York Mellon
206
Bank of New York Mellon
New York
– -$1.8M -17,982 Closed
FAIM
207
Financial Advocates Investment Management
Washington
– -$1.73M -17,302 Closed
Qube Research & Technologies (QRT)
208
Qube Research & Technologies (QRT)
United Kingdom
– -$1.7M -17,003 Closed
BSAM
209
Blue Sky Asset Management
Colorado
– -$1.52M -15,168 Closed
RIA
210
Regal Investment Advisors
Michigan
– -$1.45M -14,493 Closed
ACM
211
AlphaStar Capital Management
North Carolina
– -$1.04M -10,409 Closed
PFA
212
Pinnacle Family Advisors
Missouri
– -$843K -8,414 Closed
TC
213
TownSquare Capital
Utah
– -$751K -7,503 Closed
ACA
214
Aptus Capital Advisors
Alabama
– -$744K -7,442 Closed
OAM
215
Oppenheimer Asset Management
New York
– -$686K -6,856 Closed
AWM
216
AE Wealth Management
Kansas
– -$673K -6,726 Closed
ACP
217
Aveo Capital Partners
Colorado
– -$654K -6,529 Closed
HI
218
Horizon Investments
North Carolina
– -$610K -6,098 Closed
Millennium Management
219
Millennium Management
New York
– -$590K -5,899 Closed
LI
220
LVZ Inc
Michigan
– -$587K -5,864 Closed
SS
221
Simplicity Solutions
Minnesota
– -$572K -5,711 Closed
Renaissance Technologies
222
Renaissance Technologies
New York
– -$440K -4,400 Closed
FAAS
223
First Allied Advisory Services
California
– -$356K -3,547 Closed
VCM
224
Virtue Capital Management
Tennessee
– -$326K -3,257 Closed
TC
225
Truvestments Capital
Florida
– -$318K -3,172 Closed
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