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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HRT Financial
176
HRT Financial
New York
$686K +$695K +2,980 New
Stephens Inc
177
Stephens Inc
Arkansas
$672K +$135K +577 +25%
Arax Advisory Partners
178
Arax Advisory Partners
Colorado
$669K +$678K +2,908 New
RFA
179
Register Financial Advisors
Georgia
$665K -$33.3K -143 -5%
Equitable Holdings
180
Equitable Holdings
New York
$659K +$207K +886 +45%
CWM
181
Cornerstone Wealth Management
Missouri
$646K – – –
PWA
182
Peterson Wealth Advisors
Utah
$633K -$260K -1,116 -29%
EPI
183
Eddie Patel Inc
Illinois
$614K +$621K +2,666 New
AFWM
184
AMJ Financial Wealth Management
Virginia
$608K +$127K +544 +26%
Welch & Forbes
185
Welch & Forbes
Massachusetts
$574K – – –
FWM
186
Fingerlakes Wealth Management
New York
$566K -$126K -539 -18%
Modern Wealth Management
187
Modern Wealth Management
Kansas
$553K -$2.33K -10 -0.4%
Cerity Partners
188
Cerity Partners
New York
$551K – – –
CoreCap Advisors
189
CoreCap Advisors
Michigan
$549K -$140K -599 -20%
CX Institutional
190
CX Institutional
Indiana
$545K -$148K -636 -21%
Signature Estate & Investment Advisors
191
Signature Estate & Investment Advisors
California
$543K -$7.69K -33 -1%
TCA
192
Transcend Capital Advisors
New Jersey
$537K -$49.7K -213 -8%
SG
193
StoneX Group
New York
$523K +$22.1K +95 +4%
Betterment LLC
194
Betterment LLC
New York
$515K -$233 -1 -0%
BWA
195
BlueChip Wealth Advisors
Georgia
$515K +$70.2K +301 +16%
ATC
196
Argent Trust Co
Tennessee
$512K – – –
RFM
197
Royal Fund Management
Florida
$511K +$8.86K +38 +2%
WhitTier Trust Company
198
WhitTier Trust Company
Nevada
$501K +$184K +790 +62%
BMC
199
Beaton Management Company
Massachusetts
$495K – – –
OHWP
200
Oak Harbor Wealth Partners
North Carolina
$493K – – –