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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NA
51
Navellier & Associates
Nevada
– -$2.6M -61,293 Closed
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
– -$1.29M -30,320 Closed
TH
53
Timber Hill
Connecticut
– -$463K -10,905 Closed
FHC
54
First Heartland Consultants
Missouri
– -$264K -6,221 Closed
FAAS
55
First Allied Advisory Services
California
– -$255K -5,959 Closed
BL
56
Balentine LLC
Georgia
– -$18K -426 Closed
BFEC
57
Benjamin F. Edwards & Company
Missouri
– -$17K -390 Closed
NFG
58
Next Financial Group
Texas
– -$4K -100 Closed