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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$389K -$515K -12,537 -56%
OIA
27
Optimum Investment Advisors
Illinois
$383K +$400K +9,725 New
VKH
28
Virtu KCG Holdings
New York
$355K +$26.1K +636 +8%
SG Americas Securities
29
SG Americas Securities
New York
$334K -$12.3K -300 -3%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$326K -$35K -853 -9%
CS
31
Comerica Securities
Michigan
$310K -$73K -1,776 -18%
HF
32
HRT Financial
New York
$261K +$273K +6,634 New
CAS
33
Cue Advisory Services
Arizona
$260K +$68.6K +1,670 +34%
PAG
34
Private Advisor Group
New Jersey
$224K +$10.8K +263 +5%
HFS
35
HL Financial Services
Kentucky
$216K +$14.2K +346 +7%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$176K +$5.42K +132 +3%
AIM
37
Advantage Investment Management
Iowa
$122K +$128K +3,103 New
WEC
38
Winslow Evans & Crocker
Massachusetts
$89.9K -$5.92K -144 -6%
CFA
39
CT Financial Advisors
Pennsylvania
$70.2K +$164 +4 +0.2%
Simplex Trading
40
Simplex Trading
Illinois
$39K +$41.1K +1,000 New
EDRE
41
Edmond de Rothschild (Europe)
Luxembourg
$35K
EDRH
42
Edmond de Rothschild Holding
Switzerland
$35K
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$18K +$5.79K +141 +46%
WA
44
WFG Advisors
Texas
$16K
Creative Planning
45
Creative Planning
Kansas
$12K +$12.3K +300 New
Manulife (Manufacturers Life Insurance)
46
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$11K +$41 +1 +0.4%
CTC
47
Central Trust Company
Missouri
$9K
TRCT
48
Tower Research Capital (TRC)
New York
$6K +$6.45K +157 New
BTS
49
BB&T Securities
Virginia
-$3.62M -85,239 Closed
WA
50
WESPAC Advisors
California
-$2.71M -63,882 Closed