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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
HRT Financial
351
HRT Financial
New York
– -$5.9M -30,865 Closed
SFI
352
SPC Financial Inc
Maryland
– -$5.21M -27,259 Closed
Flow Traders U.S.
353
Flow Traders U.S.
New York
– -$3.41M -17,838 Closed
TCMP
354
Thrive Capital Management (Pennsylvania)
Pennsylvania
– -$1.53M -7,993 Closed
Prudential Financial
355
Prudential Financial
New Jersey
– -$945K -4,941 Closed
CCAL
356
City Center Advisors LLC
Michigan
– -$837K -4,376 Closed
D.E. Shaw & Co
357
D.E. Shaw & Co
New York
– -$419K -2,190 Closed
BOK Financial
358
BOK Financial
Oklahoma
– -$384K -2,029 Closed
CAM
359
Columbia Asset Management
Michigan
– -$325K -1,700 Closed
Bank of Montreal
360
Bank of Montreal
Ontario, Canada
– -$298K -1,553 Closed
GLA
361
Good Life Advisors
Pennsylvania
– -$291K -1,520 Closed
Ferguson Wellman Capital Management
362
Ferguson Wellman Capital Management
Oregon
– -$286K -1,493 Closed
WEG
363
World Equity Group
Illinois
– -$243K -1,271 Closed
IAS
364
Insigneo Advisory Services
Florida
– -$238K -1,242 Closed
Corient Private Wealth
365
Corient Private Wealth
Florida
– -$237K -1,238 Closed
Cresset Asset Management
366
Cresset Asset Management
Illinois
– -$229K -1,199 Closed
Miracle Mile Advisors
367
Miracle Mile Advisors
California
– -$204K -1,068 Closed
NS
368
NBC Securities
Alabama
– -$137K -719 Closed
DI
369
DAGCO Inc
Ohio
– -$134K -702 Closed
BWP
370
Baldwin Wealth Partners
Massachusetts
– -$56.4K -295 Closed
Fifth Third Bancorp
371
Fifth Third Bancorp
Ohio
– -$46.7K -244 Closed
HT
372
Headlands Technologies
Illinois
– -$20.1K -105 Closed
SVCP
373
Silicon Valley Capital Partners
California
– -$19.1K -100 Closed
AF
374
Advisornet Financial
Minnesota
– -$17.6K -92 Closed
NFA
375
Northwest Financial Advisors
Virginia
– -$15.7K -82 Closed