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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AIC
226
Archer Investment Corporation
Indiana
$7.57K – – –
RCM
227
Raleigh Capital Management
North Carolina
$6.79K – – –
Blue Trust Inc
228
Blue Trust Inc
Georgia
$4K – – –
Allworth Financial
229
Allworth Financial
California
$2.35K +$2.16K +18 New
CWAF
230
Core Wealth Advisors (Florida)
Florida
$1.04K +$959 +8 New
Capital Analysts LLC
231
Capital Analysts LLC
Pennsylvania
$1K +$479 +4 New
Huntington National Bank
232
Huntington National Bank
Ohio
$131 – – –
HRT Financial
233
HRT Financial
New York
– -$5.3M -50,384 Closed
IAIM
234
International Assets Investment Management
Florida
– -$2.03M -20,887 Closed
Citadel Advisors
235
Citadel Advisors
Florida
– -$1.8M -17,142 Closed
Qube Research & Technologies (QRT)
236
Qube Research & Technologies (QRT)
United Kingdom
– -$726K -6,900 Closed
Marshall Wace
237
Marshall Wace
United Kingdom
– -$643K -6,113 Closed
Two Sigma Advisers
238
Two Sigma Advisers
New York
– -$568K -5,400 Closed
IAS
239
Insigneo Advisory Services
Florida
– -$428K -4,070 Closed
CRI
240
Colonial River Investments
Virginia
– -$304K -2,888 Closed
GIA
241
Gladstone Institutional Advisory
Florida
– -$278K -2,642 Closed
SG
242
StoneX Group
New York
– -$271K -2,574 Closed
Raymond James Trust
243
Raymond James Trust
Florida
– -$245K -2,327 Closed
MCC
244
Money Concepts Capital
Florida
– -$85.8K -815 Closed
Simplex Trading
245
Simplex Trading
Illinois
– -$83.4K -696 Closed
Gradient Investments
246
Gradient Investments
Minnesota
– -$31.6K -300 Closed
RFA
247
Register Financial Advisors
Georgia
– -$19.4K -184 Closed
KFI
248
Key Financial Inc
Pennsylvania
– -$18.7K -178 Closed
AWM
249
Accurate Wealth Management
Florida
– -$9.73K -89 Closed
TAM
250
Tucker Asset Management
Colorado
– -$8.35K -79 Closed