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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TCOV
226
Trust Company of Vermont
Vermont
$10K – – –
LFA
227
Legend Financial Advisors
Pennsylvania
$9.86K +$11.4K +94 New
HGERS
228
Householder Group Estate & Retirement Specialist
Arizona
$9K +$10.9K +90 New
TAM
229
Tucker Asset Management
Colorado
$8.42K +$9.61K +79 New
TFM
230
TFC Financial Management
Massachusetts
$8K – – –
MFT
231
Moisand Fitzgerald Tamayo
Florida
$7K – – –
AIC
232
Archer Investment Corporation
Indiana
$6.08K – – –
WWMSC
233
Wagner Wealth Management (South Carolina)
South Carolina
$6K – – –
RCM
234
Raleigh Capital Management
North Carolina
$5K – – –
Blue Trust Inc
235
Blue Trust Inc
Georgia
$4K – – –
SIS
236
Sound Income Strategies
Florida
$4K – – –
Huntington National Bank
237
Huntington National Bank
Ohio
$1K – – –
WEPOG
238
Wealth Enhancement & Preservation of GA
Georgia
– -$6.04M -52,807 Closed
RFG Advisory
239
RFG Advisory
Alabama
– -$6M -44,958 Closed
HRT Financial
240
HRT Financial
New York
– -$2.86M -24,963 Closed
Flow Traders U.S.
241
Flow Traders U.S.
New York
– -$1.83M -15,978 Closed
Marshall Wace
242
Marshall Wace
United Kingdom
– -$907K -7,930 Closed
Comerica Bank
243
Comerica Bank
Texas
– -$326K -2,670 Closed
DTL
244
Dynamic Technology Lab
Singapore
– -$294K -2,570 Closed
Brookstone Capital Management
245
Brookstone Capital Management
Illinois
– -$290K -2,388 Closed
KA
246
Kovack Advisors
Florida
– -$270K -2,360 Closed
NFG
247
Nations Financial Group
Iowa
– -$260K -2,276 Closed
PTC
248
Private Trust Company
Ohio
– -$255K -2,231 Closed
FAIM
249
Financial Advocates Investment Management
Washington
– -$251K -2,192 Closed
Integrated Wealth Concepts
250
Integrated Wealth Concepts
Massachusetts
– -$248K -2,171 Closed