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First Trust NASDAQ-100 Technology Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1832 Asset Management
226
1832 Asset Management
Ontario, Canada
$142K – – –
Migdal Insurance & Financial Holdings
227
Migdal Insurance & Financial Holdings
Israel
$129K – – –
CAPTRUST Financial Advisors
228
CAPTRUST Financial Advisors
North Carolina
$126K – – –
AA
229
AlphaMark Advisors
Kentucky
$116K -$22.6K -148 -16%
OIA
230
Optimum Investment Advisors
Illinois
$109K – – –
FWM
231
Focused Wealth Management
New York
$108K – – –
Whittier Trust
232
Whittier Trust
California
$107K – – –
Geneos Wealth Management
233
Geneos Wealth Management
Colorado
$99K -$309K -2,030 -76%
NFSG
234
Newbridge Financial Services Group
Florida
$97K – – –
AF
235
Advisornet Financial
Minnesota
$95K – – –
EWM
236
Endurance Wealth Management
Rhode Island
$91K – – –
Huntington National Bank
237
Huntington National Bank
Ohio
$88K – – –
CFD
238
Creative Financial Designs
Indiana
$80K +$18.9K +124 +31%
BWP
239
Baldwin Wealth Partners
Massachusetts
$76K – – –
NIC
240
Northwest Investment Counselors
Oregon
$73K -$62.6K -411 -46%
Fifth Third Bancorp
241
Fifth Third Bancorp
Ohio
$69K – – –
AWM
242
Avondale Wealth Management
Texas
$68K – – –
Tower Research Capital (TRC)
243
Tower Research Capital (TRC)
New York
$65K +$61K +400 +1,429%
Koshinski Asset Management
244
Koshinski Asset Management
Illinois
$55K – – –
FPS
245
Fieldpoint Private Securities
Connecticut
$53K – – –
Salem Investment Counselors
246
Salem Investment Counselors
North Carolina
$53K – – –
TFS
247
TrustCore Financial Services
Tennessee
$52K +$52.3K +343 New
AWM
248
Atticus Wealth Management
Florida
$51K – – –
Simplex Trading
249
Simplex Trading
Illinois
$45K +$45.7K +300 New
Bogart Wealth LLC
250
Bogart Wealth LLC
Virginia
$43K -$7.62K -50 -15%