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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.02M +$5.5M +274,542 +139%
Goldman Sachs
2
Goldman Sachs
New York
$7.3M +$2.97M +148,358 +63%
Wells Fargo
3
Wells Fargo
California
$6.58M -$2.8M -139,769 -29%
Bank of America
4
Bank of America
North Carolina
$5.4M +$1.81M +90,414 +47%
U
5
UBS
Switzerland
$4.79M +$311K +15,532 +7%
RJA
6
Raymond James & Associates
Florida
$2.19M +$92.3K +4,604 +4%
Deutsche Bank
7
Deutsche Bank
Germany
$1.55M +$460K +22,952 +39%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.13M +$806K +40,216 +215%
Stifel Financial
9
Stifel Financial
Missouri
$760K +$798K +39,827 New
CS
10
Credit Suisse
Switzerland
$732K -$823K -41,027 -52%
LPL Financial
11
LPL Financial
California
$715K -$1.02K -51 -0.1%
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$645K +$90.2K +4,500 +15%
YIA
13
YHB Investment Advisors
Connecticut
$618K +$34.1K +1,700 +6%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$596K -$262K -13,073 -30%
WSCM
15
Wellington Shields Capital Management
New York
$572K -$33.1K -1,650 -5%
SG Americas Securities
16
SG Americas Securities
New York
$404K -$5.53M -276,077 -93%
ST
17
Spinnaker Trust
Maine
$354K +$372K +18,551 New
NCM
18
Niemann Capital Management
Nevada
$274K +$288K +14,374 New
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$246K +$258K +12,868 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$226K -$25.5K -1,273 -10%
FAAS
21
First Allied Advisory Services
California
$213K -$7.12K -355 -3%
Ameriprise
22
Ameriprise
Minnesota
$209K -$76.2K -3,803 -35%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$195K +$172K +8,587 +535%
AIG
24
American International Group
New York
$141K +$12.1K +604 +9%
BCM
25
Blume Capital Management
California
$94K – – –
1
2