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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$10.2M
Bank of America
2
Bank of America
North Carolina
$3.8M +$201K +10,393 +5%
Morgan Stanley
3
Morgan Stanley
New York
$1.46M +$239K +12,359 +18%
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$716K +$750K +38,832 New
CFMC
5
Curbstone Financial Management Corp
New Hampshire
$694K -$10.1K -525 -1%
ST
6
Spinnaker Trust
Maine
$644K +$8.15K +422 +1%
LPL Financial
7
LPL Financial
California
$593K +$83.1K +4,305 +15%
Wells Fargo
8
Wells Fargo
California
$585K -$319K -16,519 -34%
YIA
9
YHB Investment Advisors
Connecticut
$577K -$72.3K -3,745 -11%
HF
10
HRT Financial
New York
$538K -$92.3K -4,781 -14%
CS
11
Credit Suisse
Switzerland
$494K -$2.13M -110,150 -80%
RJA
12
Raymond James & Associates
Florida
$388K +$42.5K +2,201 +12%
Jane Street
13
Jane Street
New York
$353K -$234K -12,122 -39%
UBS Group
14
UBS Group
Switzerland
$270K +$1.16K +60 +0.4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$234K +$15.9K +825 +7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$186K +$195K +10,081 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$122K -$352K -18,252 -73%
AA
18
Apriem Advisors
California
$93K
BCM
19
Blume Capital Management
California
$90K
MFS
20
MSI Financial Services
Massachusetts
$56K +$57K +2,950 +2,950%
PSI
21
Pinnacle Summer Investments
Virginia
$34K -$42.5K -2,200 -54%
AP
22
Advisors Preferred
Maryland
$29K +$30.6K +1,583 New
PSC
23
Prentiss Smith & Co
Vermont
$21K
AIG
24
American International Group
New York
$20.4K
CFSG
25
Community Financial Services Group
Vermont
$19K