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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$10.3M -$26.1K -1,468 -0.3%
Bank of America
2
Bank of America
North Carolina
$3.62M +$2.66M +149,813 +329%
CS
3
Credit Suisse
Switzerland
$2.54M +$1.68M +94,619 +224%
Morgan Stanley
4
Morgan Stanley
New York
$1.24M -$194K -10,913 -14%
Wells Fargo
5
Wells Fargo
California
$894K -$166K -9,366 -16%
CFMC
6
Curbstone Financial Management Corp
New Hampshire
$707K +$29.3K +1,650 +5%
YIA
7
YHB Investment Advisors
Connecticut
$649K +$40.7K +2,295 +7%
ST
8
Spinnaker Trust
Maine
$640K +$177K +9,991 +41%
HF
9
HRT Financial
New York
$629K -$2.66M -150,000 -82%
Jane Street
10
Jane Street
New York
$579K +$125K +7,052 +29%
LPL Financial
11
LPL Financial
California
$532K -$35.6K -2,007 -7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$462K -$3M -168,940 -87%
RJA
13
Raymond James & Associates
Florida
$349K -$150K -8,432 -31%
UBS Group
14
UBS Group
Switzerland
$270K +$12K +678 +5%
Citadel Advisors
15
Citadel Advisors
Florida
$258K -$519K -29,234 -68%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$220K +$210K +11,845 New
AA
17
Apriem Advisors
California
$94K
BCM
18
Blume Capital Management
California
$91K
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$87K +$76K +4,278 +983%
PSI
20
Pinnacle Summer Investments
Virginia
$76K +$6.14K +346 +9%
TRCT
21
Tower Research Capital (TRC)
New York
$25K -$13.3K -750 -36%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$25K +$24.4K +1,374 New
PSC
23
Prentiss Smith & Co
Vermont
$21K
AIG
24
American International Group
New York
$20.5K -$15.7K -884 -44%
CFSG
25
Community Financial Services Group
Vermont
$20K