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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.57M +$690K +30,579 +13%
Bank of America
2
Bank of America
North Carolina
$3.19M +$1.63M +72,097 +129%
Wells Fargo
3
Wells Fargo
California
$2.76M +$504K +22,348 +25%
LPL Financial
4
LPL Financial
California
$1.65M +$79.2K +3,510 +6%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$1.02M – – –
UBS Group
6
UBS Group
Switzerland
$972K +$80.6K +3,571 +10%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$960K +$511K +22,657 +143%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$956K -$11.3K -502 -1%
FAAS
9
First Allied Advisory Services
California
$782K +$12.4K +550 +2%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$716K +$82.2K +3,642 +14%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$613K -$242K -10,724 -30%
CCM
12
Colorado Capital Management
Colorado
$572K – – –
RJA
13
Raymond James & Associates
Florida
$477K -$5.64K -250 -1%
Creative Planning
14
Creative Planning
Kansas
$423K +$7.54K +334 +2%
RG
15
Rikoon Group
New Mexico
$400K – – –
IWM
16
IHT Wealth Management
Illinois
$368K +$55.1K +2,440 +20%
AG
17
Advisor Group
Arizona
$356K +$16.9K +750 +6%
WCFA
18
Walkner Condon Financial Advisors
Wisconsin
$285K +$258K +11,434 New
HCM
19
Howland Capital Management
Massachusetts
$261K – – –
GI
20
Gradient Investments
Minnesota
$251K -$803K -35,560 -78%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$234K +$24.4K +1,081 +13%
Citadel Advisors
22
Citadel Advisors
Florida
$232K +$210K +9,317 New
CNB
23
Camden National Bank
Maine
$227K +$206K +9,132 New
PAG
24
Private Advisor Group
New Jersey
$226K +$205K +9,097 New
AP
25
Appleton Partners
Massachusetts
$217K +$196K +8,700 New
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