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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$79.2M +$24.8M +435,510 +63%
Wells Fargo
2
Wells Fargo
California
$51.8M +$22.9M +402,395 +120%
UBS Group
3
UBS Group
Switzerland
$49.6M +$26.9M +472,872 +203%
LPL Financial
4
LPL Financial
California
$41.2M +$22.8M +401,163 +216%
PS
5
Portfolio Strategies
New York
$31.6M +$16.6M +291,039 +184%
PIM
6
Parker Investment Management
California
$25.6M +$20.7M +364,236 New
Bank of America
7
Bank of America
North Carolina
$23.5M +$10.5M +184,862 +124%
Ameriprise
8
Ameriprise
Minnesota
$21.4M +$11.5M +202,659 +207%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$19M +$8.43M +147,987 +121%
PWS
10
Paragon Wealth Strategies
Florida
$18.5M +$14.4M +253,190 +2,525%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$15.4M +$6.78M +119,117 +118%
Osaic Holdings
12
Osaic Holdings
Arizona
$12.7M +$3.24M +56,877 +46%
CAN
13
Cetera Advisor Networks
California
$10.7M +$2.7M +47,421 +45%
BHCM
14
Brevan Howard Capital Management
Jersey
$10.1M +$8.19M +143,850 New
Stifel Financial
15
Stifel Financial
Missouri
$9.82M +$2.65M +46,450 +50%
RJA
16
Raymond James & Associates
Florida
$9.75M +$5.16M +90,537 +187%
PAG
17
Private Advisor Group
New Jersey
$9.01M +$6.28M +110,323 +616%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$8.63M +$2.84M +49,821 +68%
KAS
19
Kestra Advisory Services
Texas
$7.5M +$4.33M +75,960 +244%
MAP
20
Milestone Advisory Partners
North Carolina
$6.79M +$897K +15,742 +19%
AWM
21
AE Wealth Management
Kansas
$6.1M +$4.95M +86,920 New
SS
22
Simplicity Solutions
Minnesota
$5.75M +$4.67M +81,930 New
MF
23
Manchester Financial
California
$5.47M +$872K +15,307 +24%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$5.17M +$2.31M +40,536 +122%
SAM
25
Synergy Asset Management
Washington
$5.08M +$4.12M +72,322 New
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