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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$155M +$21.2M +293,739 +15%
LPL Financial
2
LPL Financial
California
$70.8M +$4.81M +66,797 +7%
Wells Fargo
3
Wells Fargo
California
$64.2M +$99.1K +1,375 +0.1%
UBS Group
4
UBS Group
Switzerland
$54.1M -$608K -8,435 -1%
CIBC Private Wealth Group
5
CIBC Private Wealth Group
Georgia
$53.5M +$36.1M +501,036 +176%
Bank of America
6
Bank of America
North Carolina
$42M -$4.93M -68,388 -10%
PS
7
Portfolio Strategies
New York
$33.6M +$35.7M +495,236 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$29.4M -$1.55M -21,526 -5%
RJA
9
Raymond James & Associates
Florida
$25.4M +$4.32M +60,009 +19%
Osaic Holdings
10
Osaic Holdings
Arizona
$24.3M -$294K -4,081 -1%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$20.4M -$1.8M -24,987 -8%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$17.5M -$608K -8,430 -3%
MIH
13
Meitav Investment House
Israel
$16.7M -$1.01M -14,072 -5%
WANY
14
Wealthspire Advisors (New York)
New York
$13.8M +$3.17M +43,928 +28%
First Trust Advisors
15
First Trust Advisors
Illinois
$13.6M +$2.11M +29,338 +17%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$13.3M +$3.42M +47,420 +32%
Ameriprise
17
Ameriprise
Minnesota
$12.6M +$691K +9,584 +5%
BHB
18
Bank Hapoalim BM
Israel
$12.5M – – –
PFA
19
Paradigm Financial Advisors
Missouri
$11M +$1.09M +15,147 +10%
KAS
20
Kestra Advisory Services
Texas
$10.3M -$2.85M -39,613 -21%
MAC
21
Mason & Associates (California)
California
$10.3M +$10.9M +151,060 New
CCM
22
Consolidated Capital Management
California
$9.21M +$186K +2,583 +2%
EWM
23
Elite Wealth Management
Washington
$9.07M -$576K -7,987 -6%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$8.44M +$546K +7,580 +7%
Stifel Financial
25
Stifel Financial
Missouri
$8.39M -$1.69M -23,407 -16%
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