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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$724K +$83.9K +5,584 +13%
Bank of America
2
Bank of America
North Carolina
$463K +$4.99K +332 +1%
Citadel Advisors
3
Citadel Advisors
Florida
$424K +$411K +27,401 New
VKH
4
Virtu KCG Holdings
New York
$420K +$148K +9,844 +57%
CCP
5
Cardan Capital Partners
Colorado
$357K +$110K +7,323 +46%
SG Americas Securities
6
SG Americas Securities
New York
$343K
Jane Street
7
Jane Street
New York
$314K +$306K +20,392 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$308K +$90.4K +6,021 +43%
UBS Group
9
UBS Group
Switzerland
$306K +$70.9K +4,721 +31%
BF
10
BOK Financial
Oklahoma
$270K +$75.1K +5,000 +40%
CCM
11
Colorado Capital Management
Colorado
$255K
Wells Fargo
12
Wells Fargo
California
$210K -$19.4K -1,290 -9%
TW
13
Transform Wealth
Colorado
$193K -$92.3K -6,150 -33%
LPL Financial
14
LPL Financial
California
$188K -$52.9K -3,524 -23%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$165K -$160K -10,631 -50%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$165K -$47.1K -3,139 -23%
Creative Planning
17
Creative Planning
Kansas
$153K
BCM
18
Blume Capital Management
California
$62K
EA
19
Edge Advisors
Georgia
$50K +$49.6K +3,300 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$49K -$14K -932 -23%
IA
21
IFP Advisors
Florida
$35K
US Bancorp
22
US Bancorp
Minnesota
$23K
PSC
23
Prentiss Smith & Co
Vermont
$17K
MFS
24
MSI Financial Services
Massachusetts
$8K
AIP
25
Ameritas Investment Partners
Nebraska
$5K