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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.53M +$1.55M +82,968 +137%
Bank of America
2
Bank of America
North Carolina
$1.15M -$50.5K -2,708 -4%
LPL Financial
3
LPL Financial
California
$975K +$59K +3,168 +6%
Jane Street
4
Jane Street
New York
$844K +$335K +17,990 +60%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$751K +$457K +24,538 +135%
Wells Fargo
6
Wells Fargo
California
$655K -$541K -29,024 -44%
UBS Group
7
UBS Group
Switzerland
$650K +$101K +5,421 +17%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$492K -$8.61K -462 -2%
CCM
9
Colorado Capital Management
Colorado
$423K +$176K +9,449 +65%
RJA
10
Raymond James & Associates
Florida
$357K -$7.6K -408 -2%
BF
11
BOK Financial
Oklahoma
$352K
RJFSA
12
Raymond James Financial Services Advisors
Florida
$348K +$5.72K +307 +2%
Creative Planning
13
Creative Planning
Kansas
$338K -$10.9K -583 -3%
GI
14
Gradient Investments
Minnesota
$311K +$329K +17,657 New
Citadel Advisors
15
Citadel Advisors
Florida
$289K +$29.7K +1,594 +11%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$260K -$40.4K -2,170 -13%
RG
17
Rikoon Group
New Mexico
$252K +$28K +1,500 +12%
AG
18
Advisor Group
Arizona
$232K +$9.32K +500 +4%
FAAS
19
First Allied Advisory Services
California
$227K -$34.1K -1,828 -12%
Deutsche Bank
20
Deutsche Bank
Germany
$223K
CNB
21
Camden National Bank
Maine
$197K -$932 -50 -0.4%
HCM
22
Howland Capital Management
Massachusetts
$185K
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$137K +$16.8K +901 +13%
CI
24
CX Institutional
Indiana
$47K +$1.84K +99 +4%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$29K +$37 +2 +0.1%