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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$8.87M
Morgan Stanley
2
Morgan Stanley
New York
$1.09M -$190K -12,574 -16%
Bank of America
3
Bank of America
North Carolina
$951K -$1.38M -91,346 -61%
LPL Financial
4
LPL Financial
California
$607K +$174K +11,509 +43%
YIA
5
YHB Investment Advisors
Connecticut
$404K -$44K -2,910 -10%
CS
6
Credit Suisse
Switzerland
$333K -$1.01M -66,615 -76%
CCM
7
Colorado Capital Management
Colorado
$318K +$300K +19,834 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$302K +$106K +7,025 +60%
CK
9
Carnick & Kubik
Colorado
$269K +$253K +16,730 New
Wells Fargo
10
Wells Fargo
California
$262K -$242K -15,999 -50%
Jane Street
11
Jane Street
New York
$213K -$220K -14,561 -52%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$198K +$34.1K +2,255 +22%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$196K -$39.5K -2,616 -18%
NPC
14
National Planning Corporation
California
$184K +$203K +13,426 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$175K +$103K +6,842 +169%
UBS Group
16
UBS Group
Switzerland
$157K +$93.9K +6,212 +175%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$110K +$35.3K +2,337 +52%
BCM
18
Blume Capital Management
California
$79K
PSI
19
Pinnacle Summer Investments
Virginia
$44K -$21.4K -1,413 -34%
US Bancorp
20
US Bancorp
Minnesota
$40K +$37.8K +2,500 New
IA
21
IFP Advisors
Florida
$38K +$35.9K +2,375 New
MFS
22
MSI Financial Services
Massachusetts
$31K -$3.63K -240 -11%
PSC
23
Prentiss Smith & Co
Vermont
$18K
GI
24
Gradient Investments
Minnesota
$10K +$9.05K +599 New
AIG
25
American International Group
New York
$8K -$9.45K -625 -57%