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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.8M +$11.4M +580,916 +66%
Wells Fargo
2
Wells Fargo
California
$20.3M +$19.1M +976,232 +4,016%
Bank of America
3
Bank of America
North Carolina
$17M +$9.54M +486,683 +140%
U
4
UBS
Switzerland
$9.21M +$345K +17,612 +4%
NCM
5
Niemann Capital Management
Nevada
$4.02M -$308K -15,694 -7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.99M +$2.22M +113,029 +136%
RJA
7
Raymond James & Associates
Florida
$2.77M +$468K +23,857 +21%
WA
8
WESPAC Advisors
California
$2.08M +$2.01M +102,660 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$1.58M -$61.1K -3,115 -4%
CS
10
Credit Suisse
Switzerland
$1.24M +$1.2M +61,003 New
Deutsche Bank
11
Deutsche Bank
Germany
$1.06M -$559K -28,512 -35%
Jane Street
12
Jane Street
New York
$935K +$903K +46,051 New
LPL Financial
13
LPL Financial
California
$862K +$249K +12,705 +43%
B
14
Baird
Wisconsin
$783K +$22.8K +1,163 +3%
BTS
15
BB&T Securities
Virginia
$649K +$125K +6,365 +25%
WSCM
16
Wellington Shields Capital Management
New York
$647K -$24K -1,225 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$461K +$217K +11,068 +95%
JP Morgan Chase
18
JP Morgan Chase
New York
$397K -$158K -8,082 -29%
YIA
19
YHB Investment Advisors
Connecticut
$393K +$379K +19,345 New
OC
20
Oppenheimer & Co
New York
$345K -$108K -5,530 -25%
Stifel Financial
21
Stifel Financial
Missouri
$325K +$314K +16,025 New
Ameriprise
22
Ameriprise
Minnesota
$321K +$271K +13,810 +700%
FAAS
23
First Allied Advisory Services
California
$300K +$291K +14,861 New
MFS
24
MSI Financial Services
Massachusetts
$255K +$36.9K +1,880 +18%
PI
25
Placemark Investments
Illinois
$243K -$6.74K -344 -3%