Wellington Shields Capital Management’s First Trust NASDAQ Clean Edge Green Energy Index Fund QCLN Stock Holding History

Wellington Shields Capital Management’s Portfolio QCLN Stock Details QCLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-29,950	Closed	-$572K	–	356
2014 Q3	$572K	Sell	29,950 -1,650	-5%	-$33.1K	0.09%	200
2014 Q2	$649K	Sell	31,600 -250	-0.8%	-$4.78K	0.1%	191
2014 Q1	$647K	Sell	31,850 -1,225	-4%	-$24K	0.11%	176
2013 Q4	$593K	Buy	+33,075	New	+$571K	0.11%	173

Other funds holding QCLN

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

HRT Financial New York $40.1B AUM 58.22% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $344B AUM 42.99% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Wellington Shields Capital Management's QCLN Position: Q4 2014 in Review

Wellington Shields Capital Management sold out of First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) in Q4 2014, closing a stake of 29,950 shares — an estimated $572K sold.

Wellington Shields Capital Management first reported a position in QCLN in Q4 2013 and held it in 4 quarters. The position peaked at $649K in Q2 2014. 37 funds tracked by Wall St. Rank hold QCLN as of Q4 2014.

Wellington Shields Capital Management reported no remaining First Trust NASDAQ Clean Edge Green Energy Index Fund position as of Q4 2014 after selling out during the quarter.
Wellington Shields Capital Management sold 29,950 First Trust NASDAQ Clean Edge Green Energy Index Fund shares in Q4 2014, an estimated $572K.
Wellington Shields Capital Management first reported a position in First Trust NASDAQ Clean Edge Green Energy Index Fund in Q4 2013 and held it in 4 quarters.
Wellington Shields Capital Management's First Trust NASDAQ Clean Edge Green Energy Index Fund position peaked at $649K in Q2 2014.
37 funds tracked by Wall St. Rank held First Trust NASDAQ Clean Edge Green Energy Index Fund as of Q4 2014.

Based on Wellington Shields Capital Management's 13F filing for Q4 2014, filed 12 Feb 2015.