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First Trust NASDAQ Clean Edge Green Energy Index Fund

37 hedge funds and large institutions have $29.2M invested in First Trust NASDAQ Clean Edge Green Energy Index Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

6% more funds holding

Funds holding: 3537 (+2)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

35% less capital invested

Capital invested by funds: $45.3M → $29.2M (-$16.1M)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
11
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$9.55M +$3M +171,943 +45%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.34M +$2.35M +134,864 +229%
HF
3
HRT Financial
New York
$3.17M +$3.21M +184,014 New
VF
4
Virtu Financial
New York
$1.51M +$1.53M +87,583 New
Deutsche Bank
5
Deutsche Bank
Germany
$1.46M +$63.5K +3,643 +4%
Morgan Stanley
6
Morgan Stanley
New York
$1.34M -$6.88M -394,887 -84%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$1.13M +$597K +34,218 +110%
Wells Fargo
8
Wells Fargo
California
$992K -$5M -286,963 -83%
Bank of America
9
Bank of America
North Carolina
$785K -$4.14M -237,227 -84%
Citadel Advisors
10
Citadel Advisors
Florida
$744K +$752K +43,150 New
CS
11
Credit Suisse
Switzerland
$729K +$69.1K +3,961 +10%
CFMC
12
Curbstone Financial Management Corp
New Hampshire
$628K +$46.2K +2,650 +8%
YIA
13
YHB Investment Advisors
Connecticut
$564K +$5.67K +325 +1%
LPL Financial
14
LPL Financial
California
$528K -$136K -7,786 -20%
RJA
15
Raymond James & Associates
Florida
$470K -$1.52M -87,248 -76%
ST
16
Spinnaker Trust
Maine
$422K +$104K +5,939 +32%
Jane Street
17
Jane Street
New York
$417K +$422K +24,179 New
VKH
18
Virtu KCG Holdings
New York
$251K +$254K +14,588 New
UBS Group
19
UBS Group
Switzerland
$240K +$242K +13,890 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$217K -$4.69K -269 -2%
Ameriprise
21
Ameriprise
Minnesota
$176K +$53.6K +3,073 +43%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$116K -$60.4K -3,464 -34%
AA
23
Apriem Advisors
California
$87K +$49.7K +2,850 +130%
BCM
24
Blume Capital Management
California
$84K
PSI
25
Pinnacle Summer Investments
Virginia
$63K

QCLN Hedge Fund Activity: Q4 2014 in Review

37 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) for Q4 2014, worth a combined $29.2M — down 35% from $45.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new QCLN positions and 9 closed out — a net gain of 3 holders — while 11 added to existing stakes and 11 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $3M. The largest seller was Morgan Stanley, cutting an estimated $6.88M.

  • 37 institutional investors held First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) as of Q4 2014, up from 35 in Q3 2014.
  • Funds reported $29.2M of First Trust NASDAQ Clean Edge Green Energy Index Fund stock for Q4 2014, down 35% quarter-over-quarter.
  • 12 funds opened new First Trust NASDAQ Clean Edge Green Energy Index Fund positions in Q4 2014 and 9 closed out, a net change of +3 holders.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund buyer in Q4 2014 was Goldman Sachs, an estimated $3M added.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund seller in Q4 2014 was Morgan Stanley, an estimated $6.88M sold.

Based on aggregated 13F filings for Q4 2014.