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First Trust NASDAQ Clean Edge Green Energy Index Fund

29 hedge funds and large institutions have $36.7M invested in First Trust NASDAQ Clean Edge Green Energy Index Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

45% more capital invested

Capital invested by funds: $25.3M → $36.7M (+$11.4M)

6% less funds holding

Funds holding: 3129 (-2)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$13.2M +$2.68M +174,056 +27%
U
2
UBS
Switzerland
$5.86M +$2M +130,042 +57%
Bank of America
3
Bank of America
North Carolina
$5.84M +$2.39M +155,473 +77%
NCM
4
Niemann Capital Management
Nevada
$3.76M -$195K -12,715 -5%
JP Morgan Chase
5
JP Morgan Chase
New York
$1.43M +$101K +6,582 +8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.3M +$126K +8,168 +11%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.28M +$1.2M +78,275 New
RJA
8
Raymond James & Associates
Florida
$1.11M +$566K +36,821 +117%
B
9
Baird
Wisconsin
$568K +$3.07K +200 +0.6%
SNC
10
Stifel Nicolaus & Co
Missouri
$500K -$458K -29,801 -49%
LPL Financial
11
LPL Financial
California
$423K +$58K +3,775 +18%
OC
12
Oppenheimer & Co
New York
$346K +$40.7K +2,647 +14%
PI
13
Placemark Investments
Illinois
$216K -$26.4K -1,718 -11%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$193K +$23.7K +1,541 +15%
Jane Street
15
Jane Street
New York
$193K +$182K +11,844 New
MFS
16
MSI Financial Services
Massachusetts
$158K +$43.3K +2,820 +41%
Deutsche Bank
17
Deutsche Bank
Germany
$86K -$518K -33,694 -86%
Wells Fargo
18
Wells Fargo
California
$61K -$3.4K -221 -6%
AIG
19
American International Group
New York
$47.8K +$45.1K +2,935 New
PSI
20
Pinnacle Summer Investments
Virginia
$36K
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$21K
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$21K +$7.3K +475 +57%
CFSG
23
Community Financial Services Group
Vermont
$17K
PAS
24
Partnervest Advisory Services
California
$11K +$2.31K +150 +27%
Nomura Holdings
25
Nomura Holdings
Japan
$11K +$10.8K +701 New

QCLN Hedge Fund Activity: Q3 2013 in Review

29 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) for Q3 2013, worth a combined $36.7M — up 45% from $25.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of QCLN and 5 opened new positions — a net loss of 2 holders — while 5 trimmed existing stakes and 14 added.

The largest buyer was Morgan Stanley, adding an estimated $2.68M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $539K sold.

  • 29 institutional investors held First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) as of Q3 2013, down from 31 in Q2 2013.
  • Funds reported $36.7M of First Trust NASDAQ Clean Edge Green Energy Index Fund stock for Q3 2013, up 45% quarter-over-quarter.
  • 5 funds opened new First Trust NASDAQ Clean Edge Green Energy Index Fund positions in Q3 2013 and 7 closed out, a net change of -2 holders.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund buyer in Q3 2013 was Morgan Stanley, an estimated $2.68M added.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $539K sold.

Based on aggregated 13F filings for Q3 2013.