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First Trust NASDAQ Clean Edge Green Energy Index Fund

30 hedge funds and large institutions have $13.9M invested in First Trust NASDAQ Clean Edge Green Energy Index Fund in 2016 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 3230 (-2)

7% less capital invested

Capital invested by funds: $14.9M → $13.9M (-$1.01M)

10% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 10

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
9
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$8.19M
Morgan Stanley
2
Morgan Stanley
New York
$881K -$118K -8,316 -12%
Bank of America
3
Bank of America
North Carolina
$707K -$164K -11,547 -19%
Jane Street
4
Jane Street
New York
$660K +$445K +31,280 +236%
LPL Financial
5
LPL Financial
California
$568K +$4.61K +324 +0.9%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$517K +$498K +34,975 New
CCM
7
Colorado Capital Management
Colorado
$293K
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$268K -$9.62K -676 -4%
CK
9
Carnick & Kubik
Colorado
$257K +$9.25K +650 +4%
Wells Fargo
10
Wells Fargo
California
$247K +$5.62K +395 +2%
YIA
11
YHB Investment Advisors
Connecticut
$207K -$159K -11,175 -44%
UBS Group
12
UBS Group
Switzerland
$199K +$52.3K +3,676 +38%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$197K +$15K +1,052 +9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$159K -$1.85K -130 -1%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$152K -$29.7K -2,084 -17%
BF
16
BOK Financial
Oklahoma
$148K +$142K +10,000 New
BCM
17
Blume Capital Management
California
$73K
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$63K -$36.8K -2,584 -38%
US Bancorp
19
US Bancorp
Minnesota
$37K
Creative Planning
20
Creative Planning
Kansas
$30K +$28.8K +2,021 +40,420%
PSC
21
Prentiss Smith & Co
Vermont
$17K
MFS
22
MSI Financial Services
Massachusetts
$16K -$11.4K -800 -42%
GI
23
Gradient Investments
Minnesota
$9K
IA
24
IFP Advisors
Florida
$8K -$28.1K -1,975 -83%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$8K +$14 +1 +0.2%

QCLN Hedge Fund Activity: Q1 2016 in Review

30 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) for Q1 2016, worth a combined $13.9M — down 6.7% from $14.9M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of QCLN and 2 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 9 added.

The largest buyer was Susquehanna International Group, opening a new position worth an estimated $498K. The largest seller was Credit Suisse, exiting entirely with an estimated $333K sold.

  • 30 institutional investors held First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) as of Q1 2016, down from 32 in Q4 2015.
  • Funds reported $13.9M of First Trust NASDAQ Clean Edge Green Energy Index Fund stock for Q1 2016, down 6.7% quarter-over-quarter.
  • 2 funds opened new First Trust NASDAQ Clean Edge Green Energy Index Fund positions in Q1 2016 and 3 closed out, a net change of -1 holder.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund buyer in Q1 2016 was Susquehanna International Group, an estimated $498K added.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund seller in Q1 2016 was Credit Suisse, an estimated $333K sold.

Based on aggregated 13F filings for Q1 2016.