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First Trust NASDAQ Clean Edge Green Energy Index Fund

32 hedge funds and large institutions have $14.9M invested in First Trust NASDAQ Clean Edge Green Energy Index Fund in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 3232 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

10% less capital invested

Capital invested by funds: $16.6M → $14.9M (-$1.69M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
1
Goldman Sachs
New York
$8.87M
Morgan Stanley
2
Morgan Stanley
New York
$1.09M -$190K -12,574 -16%
Bank of America
3
Bank of America
North Carolina
$951K -$1.38M -91,346 -61%
LPL Financial
4
LPL Financial
California
$607K +$174K +11,509 +43%
YIA
5
YHB Investment Advisors
Connecticut
$404K -$44K -2,910 -10%
CS
6
Credit Suisse
Switzerland
$333K -$1.01M -66,615 -76%
CCM
7
Colorado Capital Management
Colorado
$318K +$300K +19,834 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$302K +$106K +7,025 +60%
CK
9
Carnick & Kubik
Colorado
$269K +$253K +16,730 New
Wells Fargo
10
Wells Fargo
California
$262K -$242K -15,999 -50%
Jane Street
11
Jane Street
New York
$213K -$220K -14,561 -52%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$198K +$34.1K +2,255 +22%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$196K -$39.5K -2,616 -18%
NPC
14
National Planning Corporation
California
$184K +$203K +13,426 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$175K +$103K +6,842 +169%
UBS Group
16
UBS Group
Switzerland
$157K +$93.9K +6,212 +175%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$110K +$35.3K +2,337 +52%
BCM
18
Blume Capital Management
California
$79K
PSI
19
Pinnacle Summer Investments
Virginia
$44K -$21.4K -1,413 -34%
US Bancorp
20
US Bancorp
Minnesota
$40K +$37.8K +2,500 New
IA
21
IFP Advisors
Florida
$38K +$35.9K +2,375 New
MFS
22
MSI Financial Services
Massachusetts
$31K -$3.63K -240 -11%
PSC
23
Prentiss Smith & Co
Vermont
$18K
GI
24
Gradient Investments
Minnesota
$10K +$9.05K +599 New
AIG
25
American International Group
New York
$8K -$9.45K -625 -57%

QCLN Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) for Q4 2015, worth a combined $14.9M — down 10% from $16.6M a quarter earlier.

Fund positioning in QCLN was balanced in Q4 2015: 6 funds opened new positions, 6 closed out, 8 added to existing stakes and 11 trimmed.

The largest buyer was Carnick & Kubik, opening a new position worth an estimated $253K. The largest seller was Bank of America, cutting an estimated $1.38M.

  • 32 institutional investors held First Trust NASDAQ Clean Edge Green Energy Index Fund (QCLN) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $14.9M of First Trust NASDAQ Clean Edge Green Energy Index Fund stock for Q4 2015, down 10% quarter-over-quarter.
  • 6 funds opened new First Trust NASDAQ Clean Edge Green Energy Index Fund positions in Q4 2015 and 6 closed out, a net change of 0 holders.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund buyer in Q4 2015 was Carnick & Kubik, an estimated $253K added.
  • The largest First Trust NASDAQ Clean Edge Green Energy Index Fund seller in Q4 2015 was Bank of America, an estimated $1.38M sold.

Based on aggregated 13F filings for Q4 2015.