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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.05M +$129K +6,308 +3%
Wells Fargo
2
Wells Fargo
California
$1.97M +$727K +35,422 +61%
LPL Financial
3
LPL Financial
California
$1.2M -$78K -3,800 -6%
Bank of America
4
Bank of America
North Carolina
$1.15M -$161K -7,846 -13%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$1.02M
Jane Street
6
Jane Street
New York
$708K +$688K +33,550 New
UBS Group
7
UBS Group
Switzerland
$684K +$45.9K +2,236 +7%
GI
8
Gradient Investments
Minnesota
$664K +$51.4K +2,507 +9%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$642K -$3.22K -157 -0.5%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$547K +$78.9K +3,847 +17%
CCM
11
Colorado Capital Management
Colorado
$520K +$11.8K +574 +2%
RJA
12
Raymond James & Associates
Florida
$424K +$1.8K +88 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$401K +$19K +925 +5%
Creative Planning
14
Creative Planning
Kansas
$377K
RG
15
Rikoon Group
New Mexico
$339K +$15.1K +735 +5%
FAAS
16
First Allied Advisory Services
California
$313K +$41.8K +2,036 +16%
AG
17
Advisor Group
Arizona
$280K +$3.04K +148 +1%
Deutsche Bank
18
Deutsche Bank
Germany
$267K
PAG
19
Private Advisor Group
New Jersey
$230K +$223K +10,895 New
HCM
20
Howland Capital Management
Massachusetts
$222K
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$207K -$110K -5,360 -35%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$185K +$6.24K +304 +4%
CI
23
CX Institutional
Indiana
$176K +$48.5K +2,362 +39%
ASN
24
Advisory Services Network
Georgia
$126K +$13.6K +661 +13%
CAL
25
Capital Analysts LLC
Pennsylvania
$71K -$7.67K -374 -10%