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First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.98M +$8.15M +635,865 New
NCM
2
Niemann Capital Management
Nevada
$3.44M +$3.12M +243,395 New
U
3
UBS
Switzerland
$3.24M +$2.94M +229,419 New
Bank of America
4
Bank of America
North Carolina
$2.87M +$2.6M +203,112 New
JP Morgan Chase
5
JP Morgan Chase
New York
$1.15M +$1.04M +81,200 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.01M +$921K +71,853 New
SNC
7
Stifel Nicolaus & Co
Missouri
$854K +$775K +60,473 New
Deutsche Bank
8
Deutsche Bank
Germany
$551K +$500K +39,012 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$539K +$489K +38,156 New
B
10
Baird
Wisconsin
$490K +$445K +34,676 New
RJA
11
Raymond James & Associates
Florida
$446K +$405K +31,597 New
LPL Financial
12
LPL Financial
California
$293K +$266K +20,752 New
OC
13
Oppenheimer & Co
New York
$263K +$239K +18,608 New
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$248K +$224K +17,501 New
PI
15
Placemark Investments
Illinois
$212K +$192K +14,974 New
DS
16
DRW Securities
Illinois
$158K +$143K +11,179 New
CS
17
Credit Suisse
Switzerland
$151K +$137K +10,707 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$145K +$132K +10,276 New
MFS
19
MSI Financial Services
Massachusetts
$97K +$88.1K +6,875 New
Wells Fargo
20
Wells Fargo
California
$56K +$50.7K +3,956 New
PSI
21
Pinnacle Summer Investments
Virginia
$31K +$28.2K +2,200 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$18K +$16.7K +1,300 New
CFSG
23
Community Financial Services Group
Vermont
$15K +$13.5K +1,056 New
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$12K +$10.8K +839 New
TRCT
25
Tower Research Capital (TRC)
New York
$9K +$8.26K +644 New
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