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First Trust NASDAQ Clean Edge Green Energy Index Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.99M +$892K +41,219 +21%
Wells Fargo
2
Wells Fargo
California
$1.89M -$101K -4,676 -5%
LPL Financial
3
LPL Financial
California
$1.35M +$131K +6,049 +11%
Bank of America
4
Bank of America
North Carolina
$1.2M +$32.7K +1,512 +3%
Carson Wealth (CWM LLC)
5
Carson Wealth (CWM LLC)
Nebraska
$1.02M
GI
6
Gradient Investments
Minnesota
$977K +$307K +14,190 +45%
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$833K +$184K +8,488 +28%
UBS Group
8
UBS Group
Switzerland
$760K +$66.5K +3,073 +9%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$757K +$553K +25,553 +261%
FAAS
10
First Allied Advisory Services
California
$663K +$349K +16,136 +109%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$538K -$16.5K -761 -3%
CCM
12
Colorado Capital Management
Colorado
$491K -$35.8K -1,655 -7%
RJA
13
Raymond James & Associates
Florida
$416K -$14.2K -654 -3%
Creative Planning
14
Creative Planning
Kansas
$357K -$25.2K -1,165 -7%
RG
15
Rikoon Group
New Mexico
$344K
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$340K -$66.7K -3,083 -16%
AG
17
Advisor Group
Arizona
$290K +$4.94K +228 +2%
IWM
18
IHT Wealth Management
Illinois
$264K +$267K +12,342 New
HCM
19
Howland Capital Management
Massachusetts
$225K
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$179K -$9.61K -444 -5%
CI
21
CX Institutional
Indiana
$177K -$2.25K -104 -1%
AP
22
Advisors Preferred
Maryland
$171K +$146K +6,736 +532%
ASN
23
Advisory Services Network
Georgia
$126K
CAL
24
Capital Analysts LLC
Pennsylvania
$84K +$13.3K +616 +18%
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$41K