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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
101
Fifth Third Bancorp
Ohio
$18K +$17K +1,000 New
M
102
MOTCO
Texas
$18K +$17K +1,000 New
Advisory Services Network
103
Advisory Services Network
Georgia
$15K – – –
AWM
104
AllSquare Wealth Management
New York
$12K +$11.9K +700 New
SWA
105
SOA Wealth Advisors
New York
$12K +$11.9K +700 New
CHA
106
Carmichael Hill & Associates
Maryland
$11K – – –
HGWM
107
Harvest Group Wealth Management
Massachusetts
$11K – – –
TWM
108
Tradition Wealth Management
Minnesota
$11K +$10.4K +610 New
PGAM
109
Princeton Global Asset Management
New Jersey
$9K – – –
FIA
110
FNY Investment Advisers
New York
$7K +$6.81K +400 New
JPLA
111
Joseph P. Lucia & Associates
New York
$6K +$5.45K +320 New
Panagora Asset Management
112
Panagora Asset Management
Massachusetts
$5K -$23.2K -1,365 -83%
AA
113
Addison Advisors
Vermont
$5K +$5.21K +306 New
MSFP
114
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
Avantax Advisory Services
115
Avantax Advisory Services
Texas
– -$2.02M -124,888 Closed
Ameriprise
116
Ameriprise
Minnesota
– -$1.16M -71,984 Closed
CF
117
Copperwynd Financial
Arizona
– -$193K -11,981 Closed
Davenport & Co
118
Davenport & Co
Virginia
– -$167K -10,365 Closed
MLFP
119
MPS Loria Financial Planners
Illinois
– -$67K -4,158 Closed
Prospera Financial Services
120
Prospera Financial Services
Texas
– -$45K -2,800 Closed
NNP
121
Nachman Norwood & Parrott
South Carolina
– -$33K -2,000 Closed
SL
122
Savior LLC
Massachusetts
– -$27.7K -1,625 Closed
FHA
123
Flagship Harbor Advisors
Massachusetts
– -$22K -1,375 Closed
Heritage Wealth Advisors
124
Heritage Wealth Advisors
Virginia
– -$16.1K -996 Closed
BC
125
Belmont Capital
California
– -$11K -707 Closed