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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RWA
76
Ropes Wealth Advisors
Massachusetts
$56K – – –
Benjamin F. Edwards & Company
77
Benjamin F. Edwards & Company
Missouri
$53K – – –
FANJ
78
Financial Architects (New Jersey)
New Jersey
$52K – – –
THWM
79
Taylor Hoffman Wealth Management
Virginia
$45K -$149K -8,932 -78%
NSIM
80
North Star Investment Management
Illinois
$44K – – –
LC
81
Lavaca Capital
Texas
$42K – – –
MRCM
82
M&R Capital Management
New Jersey
$35K – – –
MFW
83
Mosaic Family Wealth
Missouri
$31K – – –
WAP
84
Wealthcare Advisory Partners
Pennsylvania
$30K – – –
Whittier Trust
85
Whittier Trust
California
$24K – – –
Valeo Financial Advisors
86
Valeo Financial Advisors
Indiana
$22K – – –
FIA
87
FNY Investment Advisers
New York
$19K +$6.96K +416 +58%
SWM
88
SeaCrest Wealth Management
New York
$16K – – –
FHB
89
First Hawaiian Bank
Hawaii
$13K – – –
HGWM
90
Harvest Group Wealth Management
Massachusetts
$11K +$10.8K +643 New
OneDigital Investment Advisors
91
OneDigital Investment Advisors
Kansas
$10K -$11.7K -700 -55%
CFGS
92
Concourse Financial Group Securities
Alabama
$10K – – –
AF
93
Advisornet Financial
Minnesota
$9K +$3.34K +200 +62%
MUFG Americas
94
MUFG Americas
New York
$9K +$8.36K +500 New
PFGIA
95
Patriot Financial Group Insurance Agency
Massachusetts
$8K – – –
LPC
96
Loeb Partners Corp
New York
$7K – – –
EWM
97
Executive Wealth Management
Michigan
$3K – – –
RIA
98
Realta Investment Advisors
Delaware
$3K +$2.67K +160 New
DOA
99
D'Orazio & Associates
Virginia
$2K +$50 +3 +2%
MSFP
100
Mark Sheptoff Financial Planning
Connecticut
$1K – – –