Ropes Wealth Advisors’s PIMCO Corporate & Income Opportunity Fund PTY Stock Holding History

Ropes Wealth Advisors’s Portfolio PTY Stock Details PTY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-3,200	Closed	-$58K	–	552
2019 Q3	$58K	Hold	3,200	–	–	0.01%	326
2019 Q2	$58K	Hold	3,200	–	–	0.01%	325
2019 Q1	$56K	Hold	3,200	–	–	0.01%	317
2018 Q4	$49K	Hold	3,200	–	–	0.01%	308
2018 Q3	$57K	Buy	+3,200	New	+$57.2K	0.01%	325

Other funds holding PTY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ropes Wealth Advisors's PTY Position: Q4 2019 in Review

Ropes Wealth Advisors sold out of PIMCO Corporate & Income Opportunity Fund (PTY) in Q4 2019, closing a stake of 3,200 shares — an estimated $58K sold.

Ropes Wealth Advisors first reported a position in PTY in Q3 2018 and held it in 5 quarters. The position peaked at $58K in Q3 2019. 109 funds tracked by Wall St. Rank hold PTY as of Q4 2019.

Ropes Wealth Advisors reported no remaining PIMCO Corporate & Income Opportunity Fund position as of Q4 2019 after selling out during the quarter.
Ropes Wealth Advisors sold 3,200 PIMCO Corporate & Income Opportunity Fund shares in Q4 2019, an estimated $58K.
Ropes Wealth Advisors first reported a position in PIMCO Corporate & Income Opportunity Fund in Q3 2018 and held it in 5 quarters.
Ropes Wealth Advisors's PIMCO Corporate & Income Opportunity Fund position peaked at $58K in Q3 2019.
109 funds tracked by Wall St. Rank held PIMCO Corporate & Income Opportunity Fund as of Q4 2019.

Based on Ropes Wealth Advisors's 13F filing for Q4 2019, filed 5 Feb 2020.