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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APP
76
Avantax Planning Partners
Iowa
$16K +$15.7K +950 New
SWM
77
SeaCrest Wealth Management
New York
$15K – – –
UBS AM
78
UBS AM
Illinois
$8.54K -$909 -55 -10%
PFGIA
79
Patriot Financial Group Insurance Agency
Massachusetts
$8K – – –
RFC
80
Regions Financial Corp
Alabama
$8K – – –
PA
81
Parallel Advisors
California
$7K – – –
AF
82
Advisornet Financial
Minnesota
$5K +$5.37K +325 New
OIA
83
Optimum Investment Advisors
Illinois
$3K +$2.48K +150 New
DOA
84
D'Orazio & Associates
Virginia
$2K +$2.08K +126 New
MSFP
85
Mark Sheptoff Financial Planning
Connecticut
$1K – – –
LCM
86
Laurion Capital Management
New York
– -$2.32M -141,186 Closed
Cetera Investment Advisers
87
Cetera Investment Advisers
Illinois
– -$2.04M -124,221 Closed
CAN
88
Cetera Advisor Networks
California
– -$1.88M -114,359 Closed
Squarepoint
89
Squarepoint
New York
– -$733K -44,519 Closed
SPC
90
Sigma Planning Corp
Michigan
– -$695K -42,233 Closed
IH
91
IFC Holdings
Florida
– -$449K -27,201 Closed
PAG
92
Private Advisor Group
New Jersey
– -$429K -25,533 Closed
CA
93
Cetera Advisors
Colorado
– -$354K -21,547 Closed
HK
94
Horizon Kinetics
New York
– -$288K -17,500 Closed
FHA
95
Flagship Harbor Advisors
Massachusetts
– -$171K -10,146 Closed
UAS
96
United Asset Strategies
New York
– -$167K -10,120 Closed
CA
97
Calton & Associates
Florida
– -$92K -5,575 Closed
PWM
98
Paulson Wealth Management
Illinois
– -$15K -925 Closed
JCM
99
Jacobi Capital Management
Pennsylvania
– -$13K -782 Closed
Deutsche Bank
100
Deutsche Bank
Germany
– -$215 -13 -50%