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PIMCO Corporate & Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$523K +$24.6K +1,384 +4%
HK
27
Horizon Kinetics
New York
$507K -$42.6K -2,400 -7%
Goldman Sachs
28
Goldman Sachs
New York
$501K +$559K +31,487 New
SPC
29
Sigma Planning Corp
Michigan
$485K +$542K +30,523 New
ICAS
30
Investors Capital Advisory Services
Massachusetts
$470K -$10.7K -605 -2%
Wells Fargo
31
Wells Fargo
California
$447K -$95.8K -5,399 -16%
OC
32
Oarsman Capital
Wisconsin
$440K -$14.2K -800 -3%
GAM
33
Gould Asset Management
California
$369K +$130K +7,340 +46%
HB
34
Homrich & Berg
Georgia
$340K
FAAS
35
First Allied Advisory Services
California
$325K -$13.1K -737 -3%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$319K
VKH
37
Virtu KCG Holdings
New York
$312K +$136K +7,683 +64%
NL
38
NWAM LLC
Washington
$301K +$22.8K +1,285 +7%
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$292K +$817 +46 +0.3%
RFC
40
Regions Financial Corp
Alabama
$289K
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$287K +$7.1K +400 +2%
KeyBank National Association
42
KeyBank National Association
Ohio
$286K -$17.8K -1,000 -5%
TRCT
43
Tower Research Capital (TRC)
New York
$283K +$225K +12,683 +248%
LCM
44
Lucas Capital Management
New Jersey
$281K -$17.8K -1,000 -5%
RJA
45
Raymond James & Associates
Florida
$275K -$5.33K -300 -2%
RFA
46
Reilly Financial Advisors
California
$257K -$3.41K -192 -1%
SB
47
Suntrust Banks
Georgia
$252K
Neuberger Berman Group
48
Neuberger Berman Group
New York
$244K +$273K +15,400 New
FWM
49
Focused Wealth Management
New York
$242K +$3.82K +215 +1%
Jane Street
50
Jane Street
New York
$242K +$31.9K +1,797 +13%