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Prospect Capital

Name Holding Trade Value Shares
Change
Change in
Stake
SEC
101
Seven Eight Capital
New York
$821K +$803K +77,262 New
CCB
102
Cutter & Co Brokerage
Missouri
$808K +$21.7K +2,089 +3%
SFP
103
Santa Fe Partners
New Mexico
$785K -$20K -1,924 -3%
WA
104
WFG Advisors
Texas
$773K +$65.2K +6,269 +9%
WS
105
Wedbush Securities
California
$767K +$92.4K +8,890 +14%
BB
106
Bell Bank
North Dakota
$746K +$53.4K +5,140 +8%
PCC
107
Park Circle Company
Maryland
$744K +$728K +70,000 New
Nuveen
108
Nuveen
North Carolina
$712K -$189K -18,199 -21%
VKH
109
Virtu KCG Holdings
New York
$648K +$233K +22,379 +58%
PAG
110
Private Advisor Group
New Jersey
$647K +$348K +33,524 +123%
CPSAC
111
Chas P. Smith & Associates (CPS)
Florida
$623K -$2.68M -258,105 -81%
HCM
112
Highlander Capital Management
New Jersey
$605K +$69.6K +6,700 +13%
ANRIA
113
American National Registered Investment Advisor
Texas
$581K
PG
114
PEAK6 Group
Illinois
$581K +$464K +44,629 +443%
BRWM
115
B. Riley Wealth Management
Tennessee
$556K +$168K +16,194 +45%
IAS
116
IMA Advisory Services
Colorado
$544K +$532K +51,220 New
OIA
117
Optimum Investment Advisors
Illinois
$541K +$63.4K +6,100 +14%
FIM
118
Freedom Investment Management
Connecticut
$535K +$30.3K +2,913 +6%
QT
119
Quantbot Technologies
New York
$535K +$524K +50,398 New
WEC
120
Winslow Evans & Crocker
Massachusetts
$523K -$17.9K -1,718 -3%
MNBTD
121
Moody National Bank Trust Division
Texas
$506K
ACP
122
Aviance Capital Partners
Florida
$489K +$1.82K +175 +0.4%
Bank of New York Mellon
123
Bank of New York Mellon
New York
$481K -$11.5M -1,105,120 -96%
VFS
124
VSR Financial Services
Kansas
$479K +$349K +33,598 +292%
CA
125
Cetera Advisors
Colorado
$457K +$57.6K +5,543 +15%