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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

99 hedge funds and large institutions have $276M invested in Pfenex Inc. in 2019 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

379% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $279K

188% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 8

31% more capital invested

Capital invested by funds: $211M → $276M (+$65.1M)

16% more funds holding

Funds holding: 8599 (+14)

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
99
Holders Change
+14
Holders Change %
+16.47%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
23
Increased
35
Reduced
32
Closed
8
Calls
$1.34M
Puts
$279K
Net Calls
+$1.06M
Net Calls Change
+$130K
Name Holding Trade Value Shares
Change
Change in
Stake
RC
76
RBF Capital
California
$170K
MIM
77
MetLife Investment Management
New Jersey
$169K
CSS
78
Cubist Systematic Strategies
Connecticut
$166K +$72.6K +7,308 +93%
Prudential Financial
79
Prudential Financial
New Jersey
$156K -$54.1K -5,450 -28%
Janus Henderson Group
80
Janus Henderson Group
United Kingdom
$144K +$130K +13,093 New
Marshall Wace
81
Marshall Wace
United Kingdom
$135K -$498K -50,176 -80%
JG
82
Jefferies Group
New York
$134K -$78.8K -7,928 -39%
Bank of America
83
Bank of America
North Carolina
$128K -$5.14K -517 -4%
MLICM
84
Metropolitan Life Insurance Company (MetLife)
New York
$110K -$11.5K -1,161 -10%
MAM
85
Meeder Asset Management
Ohio
$93K +$56.9K +5,726 +206%
Citigroup
86
Citigroup
New York
$66K +$20.4K +2,053 +52%
Legal & General Group
87
Legal & General Group
United Kingdom
$65K +$11.3K +1,133 +24%
BNP Paribas Financial Markets
88
BNP Paribas Financial Markets
France
$49.1K -$1.61K -162 -3%
Bank of Montreal
89
Bank of Montreal
Ontario, Canada
$43K +$13.1K +1,320 +50%
TSW
90
Thompson Siegel & Walmsley
Virginia
$39K +$35.7K +3,592 New
AIP
91
Ameritas Investment Partners
Nebraska
$28K +$7.57K +762 +42%
TRCT
92
Tower Research Capital (TRC)
New York
$27K -$12.7K -1,274 -34%
Royal Bank of Canada
93
Royal Bank of Canada
Ontario, Canada
$20K +$18K +1,814 New
Lazard Asset Management
94
Lazard Asset Management
New York
$16K +$15.1K +1,515 New
Zurich Cantonal Bank
95
Zurich Cantonal Bank
Switzerland
$9K -$24.8K -2,500 -76%
Federated Hermes
96
Federated Hermes
Pennsylvania
$4K +$79 +8 +2%
CG
97
Cutler Group
California
$3K +$2.98K +300 New
BAM
98
Bellevue Asset Management
Washington
$1K +$487 +49 New
PHK
99
Point72 Hong Kong
Hong Kong
$1K +$527 +53 New
FCM
100
Farallon Capital Management
California
-$5.06M -600,000 Closed

PFNX Hedge Fund Activity: Q4 2019 in Review

99 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2019, worth a combined $276M — up 31% from $211M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PFNX positions and 8 closed out — a net gain of 15 holders — while 35 added to existing stakes and 32 trimmed.

The largest buyer was OrbiMed, opening a new position worth an estimated $6.11M. The largest seller was Dow Chemical Company, cutting an estimated $6.95M.

  • 99 institutional investors held Pfenex Inc. (PFNX) as of Q4 2019, up from 85 in Q3 2019.
  • Funds reported $276M of Pfenex Inc. stock for Q4 2019, up 31% quarter-over-quarter.
  • 23 funds opened new Pfenex Inc. positions in Q4 2019 and 8 closed out, a net change of +15 holders.
  • The largest Pfenex Inc. buyer in Q4 2019 was OrbiMed, an estimated $6.11M added.
  • The largest Pfenex Inc. seller in Q4 2019 was Dow Chemical Company, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2019.