Bank of Montreal’s Pfenex Inc. PFNX Stock Holding History

Bank of Montreal’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-89,051	Closed	-$713K	–	5019
2020 Q2	$713K	Buy	89,051 +88,827	+39,655%	+$665K	﹤0.01%	2094
2020 Q1	$2K	Sell	224 -3,713	-94%	-$40.8K	﹤0.01%	3921
2019 Q4	$43K	Buy	3,937 +1,320	+50%	+$13.1K	﹤0.01%	3918
2019 Q3	$22K	Buy	2,617 +116	+5%	+$841	﹤0.01%	4056
2019 Q2	$17K	Buy	+2,501	New	+$16K	﹤0.01%	4283
2019 Q1	–	Sell	-474	Closed	-$2K	–	4972
2018 Q4	$2K	Buy	474 +273	+136%	+$1.17K	﹤0.01%	4471
2018 Q3	$1K	Buy	201 +49	+32%	+$252	﹤0.01%	4666
2018 Q2	$1K	Buy	+152	New	+$879	﹤0.01%	4655
2016 Q2	–	Sell	-9,642	Closed	-$95K	–	4421
2016 Q1	$95K	Hold	9,642	–	–	﹤0.01%	2813
2015 Q4	$119K	Buy	9,642 +3,075	+47%	+$45.4K	﹤0.01%	2696
2015 Q3	$99K	Buy	+6,567	New	+$133K	﹤0.01%	2635

Other funds holding PFNX

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

WAM

Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

AAM

Alpine Associates Management Palm Beach, Florida $1.6B AUM 93.19% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

WIC

Water Island Capital New York $896M AUM 107.59% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PCM

Pentwater Capital Management Naples, Florida $19.3B AUM 58.13% 1-Year Est. Return

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Bank of Montreal's PFNX Position: Q3 2020 in Review

Bank of Montreal sold out of Pfenex Inc. (PFNX) in Q3 2020, closing a stake of 89,051 shares — an estimated $713K sold.

Bank of Montreal first reported a position in PFNX in Q3 2015 and held it in 11 quarters. The position peaked at $713K in Q2 2020. 55 funds tracked by Wall St. Rank hold PFNX as of Q3 2020.

Bank of Montreal reported no remaining Pfenex Inc. position as of Q3 2020 after selling out during the quarter.
Bank of Montreal sold 89,051 Pfenex Inc. shares in Q3 2020, an estimated $713K.
Bank of Montreal first reported a position in Pfenex Inc. in Q3 2015 and held it in 11 quarters.
Bank of Montreal's Pfenex Inc. position peaked at $713K in Q2 2020.
55 funds tracked by Wall St. Rank held Pfenex Inc. as of Q3 2020.

Based on Bank of Montreal's 13F filing for Q3 2020, filed 12 Nov 2020.