Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
79 hedge funds and large institutions have $164M invested in Pfenex Inc. in 2016 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 21 reducing their positions, and 5 closing their positions.
220% more first-time investments, than exits
New positions opened: 16 | Existing positions closed: 5
52% more repeat investments, than reductions
Existing positions increased: 32 | Existing positions reduced: 21
13% more funds holding
Funds holding: 70 → 79 (+9)
2% more capital invested
Capital invested by funds: $160M → $164M (+$3.56M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Globeflex Capital
San Diego,
California
|
+$890K |
| 2 |
BFA
BlackRock Fund Advisors
San Francisco,
California
|
+$830K |
| 3 |
Millennium Management
New York
|
+$665K |
| 4 |
Morgan Stanley
New York
|
+$605K |
| 5 |
California Public Employees Retirement System
Sacramento,
California
|
+$593K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DCC
Dow Chemical Company
Midland,
Michigan
|
-$4.11M |
| 2 |
IGIM
I.G. Investment Management
Winnipeg,
Manitoba, Canada
|
-$730K |
| 3 |
SCM
Sio Capital Management
New York
|
-$578K |
| 4 |
Franklin Resources
San Mateo,
California
|
-$432K |
| 5 |
Primecap Management
Pasadena,
California
|
-$337K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MAM
76
Meeder Asset Management
Dublin,
Ohio
| $9K | +$310 | +34 | +4% |
|
77
BNP Paribas Financial Markets
Paris,
France
| $7.41K | -$3.47K | -380 | -32% |
|
|
LTFS
78
Ladenburg Thalmann Financial Services
Miami,
Florida
| $5K | – | – | – |
|
|
MA
79
MUFG Americas
New York
| $3K | +$2.79K | +306 | New |
|
|
SCM
80
Sio Capital Management
New York
| – | -$578K | -64,556 | Closed |
|
|
SIM
81
Spark Investment Management
New York
| – | -$323K | -36,100 | Closed |
|
82
SG Americas Securities
New York
| – | -$114K | -12,792 | Closed |
|
|
WA
83
WFG Advisors
Dallas,
Texas
| – | -$2K | -175 | Closed |
|
84
Barclays
London,
United Kingdom
| – | -$1K | -115 | Closed |
|
PFNX Hedge Fund Activity: Q4 2016 in Review
79 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2016, worth a combined $164M — up 2.2% from $160M a quarter earlier.
Buyers outnumbered sellers: 16 funds opened new PFNX positions and 5 closed out — a net gain of 11 holders — while 32 added to existing stakes and 21 trimmed.
The largest buyer was Globeflex Capital, opening a new position worth an estimated $890K. The largest seller was Dow Chemical Company, cutting an estimated $4.11M.
- 79 institutional investors held Pfenex Inc. (PFNX) as of Q4 2016, up from 70 in Q3 2016.
- Funds reported $164M of Pfenex Inc. stock for Q4 2016, up 2.2% quarter-over-quarter.
- 16 funds opened new Pfenex Inc. positions in Q4 2016 and 5 closed out, a net change of +11 holders.
- The largest Pfenex Inc. buyer in Q4 2016 was Globeflex Capital, an estimated $890K added.
- The largest Pfenex Inc. seller in Q4 2016 was Dow Chemical Company, an estimated $4.11M sold.
Based on aggregated 13F filings for Q4 2016.