Pfenex Inc.
PFNX
PFNX was delisted on the 30th of September, 2020.
69 hedge funds and large institutions have $179M invested in Pfenex Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 13 closing their positions.
37% more repeat investments, than reductions
Existing positions increased: 26 | Existing positions reduced: 19
12% less funds holding
Funds holding: 78 → 69 (-9)
21% less capital invested
Capital invested by funds: $227M → $179M (-$47.8M)
62% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 13
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SCM
Sio Capital Management
New York
|
+$1.89M |
| 2 |
AIC
AWM Investment Company
New York
|
+$830K |
| 3 |
Franklin Resources
San Mateo,
California
|
+$722K |
| 4 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$714K |
| 5 |
Invesco
Atlanta,
Georgia
|
+$499K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of New York Mellon
New York
|
-$3.77M |
| 2 |
Fidelity Investments
Boston,
Massachusetts
|
-$549K |
| 3 |
Renaissance Technologies
New York
|
-$424K |
| 4 |
SIM
Spark Investment Management
New York
|
-$305K |
| 5 |
ARTA
A.R.T. Advisors
New York
|
-$289K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
BNP Paribas Financial Markets
Paris,
France
| – | -$39.9K | -3,220 | Closed |
|
77
Bank of America
Charlotte,
North Carolina
| – | -$11K | -873 | Closed |
|
78
New York State Teachers Retirement System (NYSTRS)
Albany,
New York
| – | -$7K | -600 | Closed |
|
|
MA
79
MUFG Americas
New York
| – | -$6K | -500 | Closed |
|
|
TDC
80
Thompson Davis & Co
Richmond,
Virginia
| – | -$3K | -250 | Closed |
|
PFNX Hedge Fund Activity: Q1 2016 in Review
69 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2016, worth a combined $179M — down 21% from $227M a quarter earlier.
Sellers outnumbered buyers: 13 funds closed out of PFNX and 5 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 26 added.
The largest buyer was Sio Capital Management, adding an estimated $1.89M. The largest seller was Bank of New York Mellon, cutting an estimated $3.77M.
- 69 institutional investors held Pfenex Inc. (PFNX) as of Q1 2016, down from 78 in Q4 2015.
- Funds reported $179M of Pfenex Inc. stock for Q1 2016, down 21% quarter-over-quarter.
- 5 funds opened new Pfenex Inc. positions in Q1 2016 and 13 closed out, a net change of -8 holders.
- The largest Pfenex Inc. buyer in Q1 2016 was Sio Capital Management, an estimated $1.89M added.
- The largest Pfenex Inc. seller in Q1 2016 was Bank of New York Mellon, an estimated $3.77M sold.
Based on aggregated 13F filings for Q1 2016.