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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

99 hedge funds and large institutions have $276M invested in Pfenex Inc. in 2019 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 35 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

379% more call options, than puts

Call options by funds: $1.34M | Put options by funds: $279K

188% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 8

31% more capital invested

Capital invested by funds: $211M → $276M (+$65.1M)

16% more funds holding

Funds holding: 8599 (+14)

9% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 32

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
99
Holders Change
+14
Holders Change %
+16.47%
% of All Funds
1.95%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
23
Increased
35
Reduced
32
Closed
8
Calls
$1.34M
Puts
$279K
Net Calls
+$1.06M
Net Calls Change
+$130K
Name Holding Trade Value Shares
Change
Change in
Stake
California State Teachers Retirement System (CalSTRS)
51
California State Teachers Retirement System (CalSTRS)
California
$500K -$37.2K -3,745 -8%
State of Wisconsin Investment Board
52
State of Wisconsin Investment Board
Wisconsin
$496K
OAM
53
Oberweis Asset Management
Illinois
$496K +$449K +45,200 New
Morgan Stanley
54
Morgan Stanley
New York
$480K +$215K +21,641 +98%
OAM
55
Oxford Asset Management
United Kingdom
$472K +$427K +43,018 New
Goldman Sachs
56
Goldman Sachs
New York
$442K +$400K +40,239 New
UBS Group
57
UBS Group
Switzerland
$435K +$167K +16,847 +74%
VF
58
Virtu Financial
New York
$428K +$388K +39,014 New
RhumbLine Advisers
59
RhumbLine Advisers
Massachusetts
$413K +$2.97K +299 +0.8%
IRAG
60
Investment Research & Advisory Group
Georgia
$401K +$102K +10,228 New
FPC
61
Falcon Point Capital
California
$385K -$90.9K -9,145 -21%
VOYA Investment Management
62
VOYA Investment Management
Georgia
$383K +$219K +22,008 +171%
WMC
63
Westwood Management Corporation
Illinois
$351K
LI
64
Leap Investments
Illinois
$349K +$316K +31,819 New
ARTA
65
A.R.T. Advisors
New York
$341K +$309K +31,059 New
Barclays
66
Barclays
United Kingdom
$329K +$147K +14,807 +97%
Jacobs Levy Equity Management
67
Jacobs Levy Equity Management
New Jersey
$321K +$290K +29,229 New
DIM
68
Delta Investment Management
California
$310K
JP Morgan Chase
69
JP Morgan Chase
New York
$306K +$35K +3,519 +14%
Deutsche Bank
70
Deutsche Bank
Germany
$305K +$74.6K +7,506 +37%
D.E. Shaw & Co
71
D.E. Shaw & Co
New York
$280K +$73.7K +7,415 +41%
New York State Common Retirement Fund
72
New York State Common Retirement Fund
New York
$259K
Manulife (Manufacturers Life Insurance)
73
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$205K -$19.2K -1,934 -9%
AIG
74
American International Group
New York
$205K -$1.56K -157 -0.8%
ECM
75
ExodusPoint Capital Management
New York
$183K +$166K +16,662 New

PFNX Hedge Fund Activity: Q4 2019 in Review

99 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q4 2019, worth a combined $276M — up 31% from $211M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new PFNX positions and 8 closed out — a net gain of 15 holders — while 35 added to existing stakes and 32 trimmed.

The largest buyer was OrbiMed, opening a new position worth an estimated $6.11M. The largest seller was Dow Chemical Company, cutting an estimated $6.95M.

  • 99 institutional investors held Pfenex Inc. (PFNX) as of Q4 2019, up from 85 in Q3 2019.
  • Funds reported $276M of Pfenex Inc. stock for Q4 2019, up 31% quarter-over-quarter.
  • 23 funds opened new Pfenex Inc. positions in Q4 2019 and 8 closed out, a net change of +15 holders.
  • The largest Pfenex Inc. buyer in Q4 2019 was OrbiMed, an estimated $6.11M added.
  • The largest Pfenex Inc. seller in Q4 2019 was Dow Chemical Company, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2019.