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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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70 hedge funds and large institutions have $67.9M invested in Pfenex Inc. in 2017 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 28 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% less funds holding

Funds holding: 76 → 70 (-6)

30% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 20

35% less capital invested

Capital invested by funds: $104M → $67.9M (-$35.8M)

39% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 28

75% less call options, than puts

Call options by funds: $1K | Put options by funds: $4K

Holders
70
Holders Change
-6
Holders Change %
-7.89%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
17
Reduced
28
Closed
20
Calls
$1K
Puts
$4K
Net Calls
-$3K
Net Calls Change
-$3K

Top Buyers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
+$1.52M
2
Millennium Management
Millennium Management
New York
+$1.17M
3
CWG
C WorldWide Group
Denmark
+$1.13M
4
AL
AJO LP
Pennsylvania
+$1.09M
5
MERSOM
Municipal Employees' Retirement System of Michigan
Michigan
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
-$5.45M
2
AIC
AWM Investment Company
New York
-$1.66M
3
BCM
Bridgeway Capital Management
Texas
-$1.14M
4
State Street
State Street
Massachusetts
-$1.13M
5
Northern Trust
Northern Trust
Illinois
-$700K
Name Holding Trade Value Shares
Change 		Change in
Stake
ARTA
51
A.R.T. Advisors
New York
$92K +$107K +23,176 New
PCM
52
Prelude Capital Management
New York
$83K -$9.67K -2,100 -9%
Citadel Advisors
53
Citadel Advisors
Florida
$66K +$75.2K +16,338 New
VKH
54
Virtu KCG Holdings
New York
$63K +$72.9K +15,834 New
JP Morgan Chase
55
JP Morgan Chase
New York
$61K -$342K -74,275 -83%
CAM
56
ClariVest Asset Management
California
$60K – – –
BCM
57
Bridgeway Capital Management
Texas
$56K -$1.14M -247,664 -95%
State Street
58
State Street
Massachusetts
$45K -$1.13M -244,989 -96%
Russell Investments Group
59
Russell Investments Group
United Kingdom
$41K -$101K -21,922 -68%
Royal Bank of Canada
60
Royal Bank of Canada
Ontario, Canada
$41K -$8.26K -1,794 -15%
CPIG
61
Chicago Partners Investment Group
Illinois
$33K +$23K +5,000 New
TRCT
62
Tower Research Capital (TRC)
New York
$24K +$28.1K +6,103 New
FANJ
63
Financial Architects (New Jersey)
New Jersey
$13K – – –
MAM
64
Meeder Asset Management
Ohio
$8K +$7.67K +1,665 +409%
Creative Planning
65
Creative Planning
Kansas
$4K – – –
Manulife (Manufacturers Life Insurance)
66
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3K -$70.9K -15,403 -95%
MA
67
MUFG Americas
New York
$3K +$1.5K +326 +107%
BNP Paribas Financial Markets
68
BNP Paribas Financial Markets
France
$20 -$78 -17 -77%
PAM
69
Panagora Asset Management
Massachusetts
– -$635K -109,222 Closed
SO
70
STRS Ohio
Ohio
– -$579K -99,800 Closed
GIP
71
Granite Investment Partners
California
– -$345K -59,344 Closed
California State Teachers Retirement System (CalSTRS)
72
California State Teachers Retirement System (CalSTRS)
California
– -$213K -36,576 Closed
TA
73
Teachers Advisors
New York
– -$204K -35,184 Closed
DCM
74
Dupont Capital Management
Delaware
– -$186K -32,034 Closed
Two Sigma Investments
75
Two Sigma Investments
New York
– -$170K -29,177 Closed
1 2
3
4

PFNX Hedge Fund Activity: Q2 2017 in Review

70 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q2 2017, worth a combined $67.9M — down 35% from $104M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of PFNX and 14 opened new positions — a net loss of 6 holders — while 28 trimmed existing stakes and 17 added.

The largest buyer was Sanders Morris Harris, adding an estimated $1.52M. The largest seller was BlackRock, cutting an estimated $5.45M.

  • 70 institutional investors held Pfenex Inc. (PFNX) as of Q2 2017, down from 76 in Q1 2017.
  • Funds reported $67.9M of Pfenex Inc. stock for Q2 2017, down 35% quarter-over-quarter.
  • 14 funds opened new Pfenex Inc. positions in Q2 2017 and 20 closed out, a net change of -6 holders.
  • The largest Pfenex Inc. buyer in Q2 2017 was Sanders Morris Harris, an estimated $1.52M added.
  • The largest Pfenex Inc. seller in Q2 2017 was BlackRock, an estimated $5.45M sold.

Based on aggregated 13F filings for Q2 2017.