Chicago Partners Investment Group’s Pfenex Inc. PFNX Stock Holding History

Chicago Partners Investment Group’s Portfolio PFNX Stock Details PFNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-2,500	Closed	-$11K	–	1035
2018 Q3	$11K	Hold	2,500	–	–	﹤0.01%	804
2018 Q2	$14K	Hold	2,500	–	–	﹤0.01%	736
2018 Q1	$15K	Hold	2,500	–	–	﹤0.01%	703
2017 Q4	$7K	Hold	2,500	–	–	﹤0.01%	795
2017 Q3	$8K	Sell	2,500 -2,500	-50%	-$9.51K	﹤0.01%	817
2017 Q2	$33K	Buy	+5,000	New	+$23K	0.01%	450

Other funds holding PFNX

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

DCC

Dow Chemical Company Midland, Michigan $239M AUM 13.16% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

PWAM

Park West Asset Management San Francisco, California $1.18B AUM 47.25% 1-Year Est. Return

Deerfield Management New York $8.48B AUM 99.04% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Chicago Partners Investment Group's PFNX Position: Q4 2018 in Review

Chicago Partners Investment Group sold out of Pfenex Inc. (PFNX) in Q4 2018, closing a stake of 2,500 shares — an estimated $11K sold.

Chicago Partners Investment Group first reported a position in PFNX in Q2 2017 and held it in 6 quarters. The position peaked at $33K in Q2 2017. 67 funds tracked by Wall St. Rank hold PFNX as of Q4 2018.

Chicago Partners Investment Group reported no remaining Pfenex Inc. position as of Q4 2018 after selling out during the quarter.
Chicago Partners Investment Group sold 2,500 Pfenex Inc. shares in Q4 2018, an estimated $11K.
Chicago Partners Investment Group first reported a position in Pfenex Inc. in Q2 2017 and held it in 6 quarters.
Chicago Partners Investment Group's Pfenex Inc. position peaked at $33K in Q2 2017.
67 funds tracked by Wall St. Rank held Pfenex Inc. as of Q4 2018.

Based on Chicago Partners Investment Group's 13F filing for Q4 2018, filed 11 Jan 2019.