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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

76 hedge funds and large institutions have $104M invested in Pfenex Inc. in 2017 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 23

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% less funds holding

Funds holding: 7976 (-3)

37% less capital invested

Capital invested by funds: $164M → $104M (-$60M)

Holders
76
Holders Change
-3
Holders Change %
-3.8%
% of All Funds
1.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
31
Reduced
23
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$146K -$92.3K -12,267 -33%
Charles Schwab
52
Charles Schwab
California
$136K
PCM
53
Prelude Capital Management
New York
$132K +$112K +14,900 +189%
Squarepoint
54
Squarepoint
New York
$125K +$162K +21,584 New
RhumbLine Advisers
55
RhumbLine Advisers
Massachusetts
$122K +$24.5K +3,257 +18%
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$95K +$8 +1 +0%
Manulife (Manufacturers Life Insurance)
57
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$94K +$14.6K +1,947 +14%
CAM
58
ClariVest Asset Management
California
$86K +$112K +14,911 New
Royal Bank of Canada
59
Royal Bank of Canada
Ontario, Canada
$71K -$7.66K -1,018 -8%
Wells Fargo
60
Wells Fargo
California
$70K -$8 -1 -0%
AIG
61
American International Group
New York
$65K +$5.59K +743 +7%
GC
62
Globeflex Capital
California
$55K -$662K -87,987 -90%
AIM
63
Acrospire Investment Management
Illinois
$55K +$3.93K +522 +6%
Acadian Asset Management
64
Acadian Asset Management
Massachusetts
$50K +$16.3K +2,168 +34%
Barclays
65
Barclays
United Kingdom
$28K +$37K +4,915 New
Legal & General Group
66
Legal & General Group
United Kingdom
$24K -$5.27K -701 -15%
FANJ
67
Financial Architects (New Jersey)
New Jersey
$19K
AIP
68
Ameritas Investment Partners
Nebraska
$7K +$9.47K +1,259 New
Creative Planning
69
Creative Planning
Kansas
$6K
UBS Group
70
UBS Group
Switzerland
$3K -$28.9K -3,838 -88%
LTFS
71
Ladenburg Thalmann Financial Services
Florida
$3K
MAM
72
Meeder Asset Management
Ohio
$2K -$4.36K -579 -59%
MA
73
MUFG Americas
New York
$2K
Simplex Trading
74
Simplex Trading
Illinois
$1K +$1.34K +178 New
BNP Paribas Financial Markets
75
BNP Paribas Financial Markets
France
$128 -$5.98K -795 -97%

PFNX Hedge Fund Activity: Q1 2017 in Review

76 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2017, worth a combined $104M — down 37% from $164M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFNX positions and 9 closed out — a net gain of 3 holders — while 31 added to existing stakes and 23 trimmed.

The largest buyer was BlackRock, adding an estimated $17.2M. The largest seller was Franklin Resources, cutting an estimated $7.92M.

  • 76 institutional investors held Pfenex Inc. (PFNX) as of Q1 2017, down from 79 in Q4 2016.
  • Funds reported $104M of Pfenex Inc. stock for Q1 2017, down 37% quarter-over-quarter.
  • 12 funds opened new Pfenex Inc. positions in Q1 2017 and 9 closed out, a net change of +3 holders.
  • The largest Pfenex Inc. buyer in Q1 2017 was BlackRock, an estimated $17.2M added.
  • The largest Pfenex Inc. seller in Q1 2017 was Franklin Resources, an estimated $7.92M sold.

Based on aggregated 13F filings for Q1 2017.