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PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

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48 hedge funds and large institutions have $93.8M invested in Pfenex Inc. in 2018 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more capital invested

Capital invested by funds: $41.6M → $93.8M (+$52.1M)

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

2% more funds holding

Funds holding: 47 → 48 (+1)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
48
Holders Change
+1
Holders Change %
+2.13%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
9
Reduced
15
Closed
6
Calls
$98K
Puts
–
Net Calls
+$98K
Net Calls Change
+$92K

Top Buyers

Rank Fund Capital Flow
1
DM
Deerfield Management
New York
+$3.26M
2
William Blair & Company
William Blair & Company
Illinois
+$2.04M
3
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
+$431K
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$384K
5
Renaissance Technologies
Renaissance Technologies
New York
+$347K

Top Sellers

Rank Fund Capital Flow
1
SMH
Sanders Morris Harris
Texas
-$1.5M
2
PA
Perceptive Advisors
New York
-$1.38M
3
Millennium Management
Millennium Management
New York
-$1M
4
Mackenzie Financial
Mackenzie Financial
Ontario, Canada
-$588K
5
Deutsche Bank
Deutsche Bank
Germany
-$390K
Name Holding Trade Value Shares
Change 		Change in
Stake
Jacobs Levy Equity Management
26
Jacobs Levy Equity Management
New Jersey
$217K -$193K -49,140 -58%
Goldman Sachs
27
Goldman Sachs
New York
$208K -$56.8K -14,442 -29%
Connor, Clark & Lunn Investment Management (CC&L)
28
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$194K – – –
WMC
29
Westwood Management Corporation
Illinois
$192K +$126K +32,000 New
Bank of New York Mellon
30
Bank of New York Mellon
New York
$170K +$14.5K +3,681 +15%
PAM
31
Panagora Asset Management
Massachusetts
$145K – – –
Morgan Stanley
32
Morgan Stanley
New York
$136K -$112K -28,485 -56%
Zurich Cantonal Bank
33
Zurich Cantonal Bank
Switzerland
$92K -$23.6K -6,000 -28%
JP Morgan Chase
34
JP Morgan Chase
New York
$86K +$55.7K +14,146 +9,126%
RC
35
RBF Capital
California
$82K – – –
BCM
36
BlueCrest Capital Management
Jersey
$77K +$50.8K +12,916 New
GCP
37
GSA Capital Partners
United Kingdom
$67K – – –
State Street
38
State Street
Massachusetts
$67K – – –
ECM
39
Element Capital Management
New York
$63K +$41.4K +10,506 New
PIA
40
Phoenix Investment Adviser
New York
$42K – – –
Macquarie Group
41
Macquarie Group
Australia
$40K -$12.2K -3,100 -32%
CPIG
42
Chicago Partners Investment Group
Illinois
$15K – – –
MAM
43
Meeder Asset Management
Ohio
$5K -$2.86K -727 -45%
Federated Hermes
44
Federated Hermes
Pennsylvania
$4K +$2.46K +624 New
BNP Paribas Financial Markets
45
BNP Paribas Financial Markets
France
$30 – – –
PA
46
Perceptive Advisors
New York
– -$1.38M -519,773 Closed
Mackenzie Financial
47
Mackenzie Financial
Ontario, Canada
– -$588K -220,879 Closed
Squarepoint
48
Squarepoint
New York
– -$121K -45,673 Closed
CIBC Private Wealth Group
49
CIBC Private Wealth Group
Georgia
– -$27K -10,000 Closed
MA
50
MUFG Americas
New York
– -$1K -390 Closed
1
2
3

PFNX Hedge Fund Activity: Q1 2018 in Review

48 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2018, worth a combined $93.8M — up 125% from $41.6M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new PFNX positions and 6 closed out — a net gain of 2 holders — while 9 added to existing stakes and 15 trimmed.

The largest buyer was Deerfield Management, adding an estimated $3.26M. The largest seller was Sanders Morris Harris, cutting an estimated $1.5M.

  • 48 institutional investors held Pfenex Inc. (PFNX) as of Q1 2018, up from 47 in Q4 2017.
  • Funds reported $93.8M of Pfenex Inc. stock for Q1 2018, up 125% quarter-over-quarter.
  • 8 funds opened new Pfenex Inc. positions in Q1 2018 and 6 closed out, a net change of +2 holders.
  • The largest Pfenex Inc. buyer in Q1 2018 was Deerfield Management, an estimated $3.26M added.
  • The largest Pfenex Inc. seller in Q1 2018 was Sanders Morris Harris, an estimated $1.5M sold.

Based on aggregated 13F filings for Q1 2018.