PFNX

Pfenex Inc.

PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

69 hedge funds and large institutions have $179M invested in Pfenex Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New

Increased

Maintained

Reduced

Closed

2022 Q3 2022 Q2 2022 Q1 2021 Q4 2021 Q3 2021 Q2 2021 Q1 2020 Q4 2020 Q3 2020 Q2 2020 Q1 2019 Q4 2019 Q3 2019 Q2 2019 Q1 2018 Q4 2018 Q3 2018 Q2 2018 Q1 2017 Q4 2017 Q3 2017 Q2 2017 Q1 2016 Q4 2016 Q3 2016 Q2 2016 Q1 2015 Q4 2015 Q3 2015 Q2 2015 Q1 2014 Q4 2014 Q3

Holders

Holders Change

-9

Holders Change %

-11.54%

% of All Funds

1.84%

Holding in Top 10

–

Holding in Top 10 Change

–

Holding in Top 10 Change %

–

% of All Funds

–

New

Increased

Reduced

Closed

Calls

–

Puts

–

Net Calls

–

Net Calls Change

–

Top Buyers

1	SCM 1 Sio Capital Management New York	$6.52M
2	AIC 2 AWM Investment Company New York	$9.38M
3	3 Franklin Resources San Mateo, California	$36M
4	TC 4 TFS Capital West Chester, Pennsylvania	$991K
5	5 Invesco Atlanta, Georgia	$1.09M

Top Sellers

1	1 Bank of New York Mellon New York	$607K
2	2 Fidelity Investments Boston, Massachusetts	$1.92M
3	3 Renaissance Technologies New York	$659K
4	OAM 4 Oxford Asset Management Oxford, United Kingdom	$637K
5	SIM 5 Spark Investment Management New York	$0

#	Name	Holding	Trade Value	Shares Change	Shares Change %
26	26 Invesco Atlanta, Georgia	$1.09M	+$561K	+57,100	+107%
27	27 Norges Bank Oslo, Norway	$1.04M	–	–	–
28	TC 28 TFS Capital West Chester, Pennsylvania	$991K	+$804K	+81,750	+430%
29	TCIM 29 TIAA CREF Investment Management New York	$921K	-$99.1K	-10,080	-10%
30	30 Renaissance Technologies New York	$659K	-$477K	-48,500	-42%
31	OAM 31 Oxford Asset Management Oxford, United Kingdom	$637K	-$315K	-32,029	-33%
32	32 Bank of New York Mellon New York	$607K	-$4.23M	-431,072	-87%
33	33 Wellington Management Group Boston, Massachusetts	$538K	–	–	–
34	SAMC 34 Shinko Asset Management Company Tokyo, Japan	$531K	–	–	–
35	35 Fisher Asset Management Camas, Washington	$522K	–	–	–
36	36 Deutsche Bank Frankfurt Am Main Ge, Germany	$383K	+$288K	+29,386	+302%
37	WA 37 Wasatch Advisors Salt Lake City, Utah	$371K	–	–	–
38	38 California State Teachers Retirement System (CalSTRS) West Sacramento, California	$343K	+$46.3K	+4,718	+16%
39	39 AQR Capital Management Greenwich, Connecticut	$340K	-$135K	-13,783	-28%
40	BIM 40 Bogle Investment Management Newton Lower Falls, Massachusetts	$304K	-$214K	-21,834	-41%
41	TA 41 Teachers Advisors New York	$250K	–	–	–
42	42 Prudential Financial Newark, New Jersey	$247K	+$17.7K	+1,800	+8%
43	43 Charles Schwab San Francisco, California	$230K	–	–	–
44	44 Goldman Sachs New York	$198K	+$198K	+20,152	New
45	45 Morgan Stanley New York	$183K	+$28.3K	+2,860	+18%
46	SO 46 STRS Ohio Columbus, Ohio	$167K	–	–	–
47	47 New York State Common Retirement Fund Albany, New York	$161K	-$10.6K	-1,082	-6%
48	48 Millennium Management New York	$157K	-$38.5K	-3,929	-20%
49	49 RhumbLine Advisers Boston, Massachusetts	$153K	+$2.94K	+300	+2%
50	50 Citigroup New York	$137K	+$88.8K	+9,055	+184%

Pfenex Inc. PFNX

Top Buyers

Top Sellers

Pfenex Inc.

PFNX