We are live on ! Find out more
PFNX

Pfenex Inc.
PFNX

Delisted

PFNX was delisted on the 30th of September, 2020.

Back to rankings

69 hedge funds and large institutions have $179M invested in Pfenex Inc. in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 26 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 19

12% less funds holding

Funds holding: 78 → 69 (-9)

21% less capital invested

Capital invested by funds: $227M → $179M (-$47.8M)

62% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 13

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
1.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
26
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SCM
Sio Capital Management
New York
+$1.89M
2
AIC
AWM Investment Company
New York
+$830K
3
Franklin Resources
Franklin Resources
California
+$722K
4
TC
TFS Capital
Pennsylvania
+$714K
5
Invesco
Invesco
Georgia
+$499K

Top Sellers

Rank Fund Capital Flow
1
Bank of New York Mellon
Bank of New York Mellon
New York
-$3.77M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$549K
3
Renaissance Technologies
Renaissance Technologies
New York
-$424K
4
SIM
Spark Investment Management
New York
-$305K
5
ARTA
A.R.T. Advisors
New York
-$289K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$1.09M +$499K +57,100 +107%
Norges Bank
27
Norges Bank
Norway
$1.04M – – –
TC
28
TFS Capital
Pennsylvania
$991K +$714K +81,750 +430%
TCIM
29
TIAA CREF Investment Management
New York
$921K -$88.1K -10,080 -10%
Renaissance Technologies
30
Renaissance Technologies
New York
$659K -$424K -48,500 -42%
OAM
31
Oxford Asset Management
United Kingdom
$637K -$280K -32,029 -33%
Bank of New York Mellon
32
Bank of New York Mellon
New York
$607K -$3.77M -431,072 -87%
Wellington Management Group
33
Wellington Management Group
Massachusetts
$538K – – –
SAMC
34
Shinko Asset Management Company
Japan
$531K – – –
Fisher Asset Management
35
Fisher Asset Management
Washington
$522K – – –
Deutsche Bank
36
Deutsche Bank
Germany
$383K +$257K +29,386 +302%
WA
37
Wasatch Advisors
Utah
$371K – – –
California State Teachers Retirement System (CalSTRS)
38
California State Teachers Retirement System (CalSTRS)
California
$343K +$41.2K +4,718 +16%
AQR Capital Management
39
AQR Capital Management
Connecticut
$340K -$120K -13,783 -28%
BIM
40
Bogle Investment Management
Massachusetts
$304K -$191K -21,834 -41%
TA
41
Teachers Advisors
New York
$250K – – –
Prudential Financial
42
Prudential Financial
New Jersey
$247K +$15.7K +1,800 +8%
Charles Schwab
43
Charles Schwab
California
$230K – – –
Goldman Sachs
44
Goldman Sachs
New York
$198K +$176K +20,152 New
Morgan Stanley
45
Morgan Stanley
New York
$183K +$25K +2,860 +18%
SO
46
STRS Ohio
Ohio
$167K – – –
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$161K -$9.45K -1,082 -6%
Millennium Management
48
Millennium Management
New York
$157K -$34.3K -3,929 -20%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$153K +$2.62K +300 +2%
Citigroup
50
Citigroup
New York
$137K +$79.1K +9,055 +184%
1
2
3 4

PFNX Hedge Fund Activity: Q1 2016 in Review

69 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Pfenex Inc. (PFNX) for Q1 2016, worth a combined $179M — down 21% from $227M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of PFNX and 5 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 26 added.

The largest buyer was Sio Capital Management, adding an estimated $1.89M. The largest seller was Bank of New York Mellon, cutting an estimated $3.77M.

  • 69 institutional investors held Pfenex Inc. (PFNX) as of Q1 2016, down from 78 in Q4 2015.
  • Funds reported $179M of Pfenex Inc. stock for Q1 2016, down 21% quarter-over-quarter.
  • 5 funds opened new Pfenex Inc. positions in Q1 2016 and 13 closed out, a net change of -8 holders.
  • The largest Pfenex Inc. buyer in Q1 2016 was Sio Capital Management, an estimated $1.89M added.
  • The largest Pfenex Inc. seller in Q1 2016 was Bank of New York Mellon, an estimated $3.77M sold.

Based on aggregated 13F filings for Q1 2016.