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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
OIA
51
Optimum Investment Advisors
Illinois
$12K +$12.2K +1,200 New
Fifth Third Bancorp
52
Fifth Third Bancorp
Ohio
$10K
WCM
53
Windsor Capital Management
Arizona
$10K
WA
54
WFG Advisors
Texas
$7K
Deutsche Bank
55
Deutsche Bank
Germany
$7K +$7.09K +700 New
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$5K
SSB
57
Sandy Spring Bank
Maryland
$5K
CFA
58
Carroll Financial Associates
North Carolina
$1K
FAM
59
Formidable Asset Management
Ohio
$1K +$182 +18 New
ACM
60
Advisors Capital Management
New Jersey
-$10.6M -1,007,170 Closed
LWM
61
Lyons Wealth Management
Florida
-$369K -36,416 Closed
CWM
62
Cabot Wealth Management
Massachusetts
-$362K -34,435 Closed
SFS
63
Shaker Financial Services
Virginia
-$347K -33,000 Closed
Jane Street
64
Jane Street
New York
-$264K -25,057 Closed
MIG
65
Mariner Investment Group
New York
-$256K -24,300 Closed
PP
66
Paloma Partners
Connecticut
-$193K -18,300 Closed
PWM
67
ParenteBeard Wealth Management
Pennsylvania
-$139K -13,234 Closed
IH
68
IFC Holdings
Florida
-$122K -11,646 Closed
AIG
69
American International Group
New York
-$10.5K -1,000 Closed
EWM
70
Edge Wealth Management
New York
-$3K -260 Closed
AC
71
Alexandria Capital
Virginia
-$1K -128 Closed
TWA
72
TCI Wealth Advisors
Arizona
+$20 +2 New
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
+$71 +7 New