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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$611K -$5.32K -515 -0.9%
CI
27
Conning Inc
Connecticut
$587K
Stifel Financial
28
Stifel Financial
Missouri
$551K +$405K +39,236 +280%
SB
29
Suntrust Banks
Georgia
$502K +$20.4K +1,973 +4%
SWM
30
SeaCrest Wealth Management
New York
$462K +$113K +10,900 +33%
SRC
31
Shufro Rose & Co
New York
$407K -$403K -39,000 Closed
Envestnet Asset Management
32
Envestnet Asset Management
Illinois
$381K -$4.03K -390 -1%
KA
33
Kovack Advisors
Florida
$380K +$24.9K +2,408 +7%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$379K
RJA
35
Raymond James & Associates
Florida
$355K -$46.5K -4,504 -12%
Creative Planning
36
Creative Planning
Kansas
$345K -$5.17K -500 -1%
GWM
37
Greenwich Wealth Management
Connecticut
$313K +$18.1K +1,750 +6%
CL
38
CSS LLC
Illinois
$270K
AG
39
Advisor Group
Arizona
$267K +$87.7K +8,488 +50%
Ameriprise
40
Ameriprise
Minnesota
$264K +$33.9K +3,283 +15%
TC
41
Telemus Capital
Michigan
$261K -$258K -25,000 -50%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$256K +$38.6K +3,735 +18%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$249K +$143K +13,800 +138%
MIC
44
Meridian Investment Counsel
California
$218K
US Bancorp
45
US Bancorp
Minnesota
$213K
WS
46
Wedbush Securities
California
$199K -$5.06K -490 -3%
HCM
47
Hollencrest Capital Management
California
$198K
GWM
48
Geneos Wealth Management
Colorado
$186K +$124 +12 +0.1%
Lido Advisors
49
Lido Advisors
California
$176K +$175K +16,961 New
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$173K +$68.2K +6,600 +66%