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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
SIM
26
Sonora Investment Management
Arizona
$640K +$602K +71,880 New
Wells Fargo
27
Wells Fargo
California
$608K +$60.8K +7,253 +12%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$512K +$86.7K +10,350 +21%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$511K -$5.24K -625 -1%
FAAS
30
First Allied Advisory Services
California
$473K -$40.1K -4,788 -8%
CL
31
CSS LLC
Illinois
$448K
TC
32
Telemus Capital
Michigan
$438K +$419K +50,000 New
SB
33
Suntrust Banks
Georgia
$411K -$54.5K -6,500 -12%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$385K +$344 +41 +0.1%
SG Americas Securities
35
SG Americas Securities
New York
$368K +$75.5K +9,007 +27%
RCM
36
Robinson Capital Management
Michigan
$363K +$348K +41,500 New
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$350K -$6.71K -801 -2%
SRC
38
Shufro Rose & Co
New York
$326K -$311K -37,100 Closed
Creative Planning
39
Creative Planning
Kansas
$307K
SBIA
40
Sheaff Brock Investment Advisors
Indiana
$299K
KA
41
Kovack Advisors
Florida
$291K +$279K +33,248 New
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$286K -$46.8K -5,580 -15%
MFS
43
MSI Financial Services
Massachusetts
$282K -$36.8K -4,394 -12%
WS
44
Wedbush Securities
California
$260K -$888 -106 -0.4%
PAG
45
Private Advisor Group
New Jersey
$228K +$8.38K +1,000 +4%
AI
46
Atria Investments
North Carolina
$221K +$212K +25,241 New
GWM
47
Greenwich Wealth Management
Connecticut
$184K +$1.68K +200 +1%
MIC
48
Meridian Investment Counsel
California
$183K
HCM
49
Hollencrest Capital Management
California
$172K
Ameriprise
50
Ameriprise
Minnesota
$172K +$64.7K +7,715 +63%