We are live on ! Find out more
OUSM icon

ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

44 hedge funds and large institutions have $92.5M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2022 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 5

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

19% more capital invested

Capital invested by funds: $77.7M → $92.5M (+$14.9M)

13% more funds holding

Funds holding: 39 → 44 (+5)

5.93% more ownership

Funds ownership: 68.15% → 74.08% (+5.9%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
16
Reduced
10
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$2.76M
2
Bank of America
Bank of America
North Carolina
+$2.18M
3
BPFA
Barnes Pettey Financial Advisors
Mississippi
+$1.84M
4
Morgan Stanley
Morgan Stanley
New York
+$1.5M
5
KPWS
Kestra Private Wealth Services
Texas
+$1.41M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$2.82M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.1M
3
TRCT
Tower Research Capital (TRC)
New York
-$860K
4
FTUS
Flow Traders U.S.
New York
-$258K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$149K
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$374K -$1.1M -33,033 -75%
HighTower Advisors
27
HighTower Advisors
Illinois
$350K +$31.7K +955 +10%
CAL
28
Capital Advisors Ltd
Ohio
$347K +$133 +4 +0%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$342K +$109K +3,293 +48%
HPCM
30
Hunter Perkins Capital Management
Illinois
$280K +$276K +8,312 New
DI
31
Diligent Investors
California
$254K -$14.6K -440 -5%
GIA
32
Gladstone Institutional Advisory
Florida
$245K -$38.9K -1,173 -14%
Stifel Financial
33
Stifel Financial
Missouri
$222K +$220K +6,626 New
TCM
34
Triumph Capital Management
Colorado
$213K +$210K +6,325 New
CAN
35
Cetera Advisor Networks
California
$210K +$207K +6,248 New
FFA
36
Farther Finance Advisors
California
$101K +$99.6K +3,001 New
GA
37
GoalVest Advisory
New York
$74.4K – – –
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$47K +$28.7K +865 +156%
CH
39
Canton Hathaway
Rhode Island
$34K – – –
IA
40
IFP Advisors
Florida
$30K -$31.7K -955 -50%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$26.9K +$26.5K +800 New
PAG
42
Private Advisor Group
New Jersey
$1.98K -$7.13K -215 -0.4%
ASN
43
Advisory Services Network
Georgia
$1.01K +$995 +30 New
Fidelity Investments
44
Fidelity Investments
Massachusetts
$67 +$66 +2 New
TRCT
45
Tower Research Capital (TRC)
New York
– -$860K -28,669 Closed
FTUS
46
Flow Traders U.S.
New York
– -$258K -8,607 Closed
S
47
SignatureFD
Georgia
– -$30K -1,000 Closed
PA
48
Parallel Advisors
California
– -$23K -773 Closed
SL
49
Savior LLC
Massachusetts
– -$15K -484 Closed
1
2

OUSM Hedge Fund Activity: Q4 2022 in Review

44 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2022, worth a combined $92.5M — up 19% from $77.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new OUSM positions and 5 closed out — a net gain of 6 holders — while 16 added to existing stakes and 10 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.76M. The largest seller was UBS Group, cutting an estimated $2.82M.

  • 44 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2022, up from 39 in Q3 2022.
  • Funds reported $92.5M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2022, up 19% quarter-over-quarter.
  • 11 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2022 and 5 closed out, a net change of +6 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2022 was Wells Fargo, an estimated $2.76M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2022 was UBS Group, an estimated $2.82M sold.

Based on aggregated 13F filings for Q4 2022.