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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

40 hedge funds and large institutions have $88.5M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2022 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

5.42% more ownership

Funds ownership: 61.49% → 66.91% (+5.4%)

2% more capital invested

Capital invested by funds: $86.9M → $88.5M (+$1.63M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

9% less funds holding

Funds holding: 44 → 40 (-4)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
40
Holders Change
-4
Holders Change %
-9.09%
% of All Funds
0.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
19
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$5.66M
2
LPL Financial
LPL Financial
California
+$2.78M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$785K
4
CNWM
Clay Northam Wealth Management
California
+$751K
5
Bank of America
Bank of America
North Carolina
+$671K

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.05M
2
Morgan Stanley
Morgan Stanley
New York
-$1.01M
3
FTUS
Flow Traders U.S.
New York
-$763K
4
UBS Group
UBS Group
Switzerland
-$457K
5
TRCT
Tower Research Capital (TRC)
New York
-$142K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$360K -$46.9K -1,340 -11%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$354K +$5.22K +149 +1%
TRCT
28
Tower Research Capital (TRC)
New York
$331K -$142K -4,043 -30%
DI
29
Diligent Investors
California
$279K – – –
RJFSA
30
Raymond James Financial Services Advisors
Florida
$240K -$2.8K -80 -1%
APA
31
American Portfolios Advisors
New York
$155K +$175 +5 +0.1%
GA
32
GoalVest Advisory
New York
$77K +$77.6K +2,217 New
IA
33
IFP Advisors
Florida
$56K +$33.9K +969 +102%
CH
34
Canton Hathaway
Rhode Island
$35K – – –
Rockefeller Capital Management
35
Rockefeller Capital Management
New York
$28K +$70 +2 +0.2%
S
36
SignatureFD
Georgia
$7K +$7.39K +211 New
Koshinski Asset Management
37
Koshinski Asset Management
Illinois
$6.96K – – –
BFEC
38
Benjamin F. Edwards & Company
Missouri
$4K – – –
UFF
39
USA Financial Formulas
Michigan
$2K +$2.17K +62 New
PFA
40
Professional Financial Advisors
Nebraska
$1K – – –
Citadel Advisors
41
Citadel Advisors
Florida
– -$1.05M -28,356 Closed
FTUS
42
Flow Traders U.S.
New York
– -$763K -20,524 Closed
TC
43
TAP Consulting
Missouri
– -$32K -850 Closed
CFCI
44
Comprehensive Financial Consultants Institutional
Indiana
– -$18K -541 Closed
RPCONE
45
Retirement Planning Company of New England
Rhode Island
– -$9K -250 Closed
SWM
46
Spire Wealth Management
Virginia
– -$4K -95 Closed
1
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OUSM Hedge Fund Activity: Q1 2022 in Review

40 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q1 2022, worth a combined $88.5M — up 1.9% from $86.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of OUSM and 4 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 19 added.

The largest buyer was Wells Fargo, adding an estimated $5.66M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.05M sold.

  • 40 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q1 2022, down from 44 in Q4 2021.
  • Funds reported $88.5M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q1 2022, up 1.9% quarter-over-quarter.
  • 4 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q1 2022 and 6 closed out, a net change of -2 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q1 2022 was Wells Fargo, an estimated $5.66M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q1 2022 was Citadel Advisors, an estimated $1.05M sold.

Based on aggregated 13F filings for Q1 2022.