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ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM

44 hedge funds and large institutions have $86.9M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

13% more funds holding

Funds holding: 39 → 44 (+5)

9% more capital invested

Capital invested by funds: $79.9M → $86.9M (+$6.98M)

0.77% more ownership

Funds ownership: 60.71% → 61.49% (+0.77%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
44
Holders Change
+5
Holders Change %
+12.82%
% of All Funds
0.68%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
9
Increased
14
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.59M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.03M
3
FTUS
Flow Traders U.S.
New York
+$747K
4
UBS Group
UBS Group
Switzerland
+$634K
5
GIA
Gladstone Institutional Advisory
Florida
+$462K

Top Sellers

Rank Fund Capital Flow
1
WANY
Wealthspire Advisors (New York)
New York
-$2.22M
2
Morgan Stanley
Morgan Stanley
New York
-$2M
3
Bank of America
Bank of America
North Carolina
-$360K
4
SCM
Stonehearth Capital Management
Massachusetts
-$297K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$218K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$434K -$45.5K -1,250 -10%
CAL
27
Capital Advisors Ltd
Ohio
$418K +$146 +4 +0%
AWA
28
Acorn Wealth Advisors
Michigan
$411K +$95.4K +2,622 +31%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$373K -$14.3K -393 -4%
CFA
30
Carroll Financial Associates
North Carolina
$308K – – –
DI
31
Diligent Investors
California
$298K -$18.2K -500 -6%
RJFSA
32
Raymond James Financial Services Advisors
Florida
$259K +$2.91K +80 +1%
CPA
33
Clear Perspective Advisors
Illinois
$204K +$200K +5,491 New
APA
34
American Portfolios Advisors
New York
$165K +$182 +5 +0.1%
CH
35
Canton Hathaway
Rhode Island
$37K – – –
IA
36
IFP Advisors
Florida
$35K +$146 +4 +0.4%
TC
37
TAP Consulting
Missouri
$32K +$30.9K +850 New
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$30K +$2.11K +58 +8%
CFCI
39
Comprehensive Financial Consultants Institutional
Indiana
$18K +$19.7K +541 New
RPCONE
40
Retirement Planning Company of New England
Rhode Island
$9K +$9.1K +250 New
Koshinski Asset Management
41
Koshinski Asset Management
Illinois
$7.44K -$3.64K -100 -33%
BFEC
42
Benjamin F. Edwards & Company
Missouri
$5K – – –
SWM
43
Spire Wealth Management
Virginia
$4K +$3.46K +95 New
PFA
44
Professional Financial Advisors
Nebraska
$1K – – –
WANY
45
Wealthspire Advisors (New York)
New York
– -$2.22M -64,000 Closed
AWA
46
Arkadios Wealth Advisors
Georgia
– -$16K -475 Closed
HI
47
Harbour Investments
Wisconsin
– -$10K -300 Closed
1
2

OUSM Hedge Fund Activity: Q4 2021 in Review

44 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q4 2021, worth a combined $86.9M — up 8.7% from $79.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new OUSM positions and 4 closed out — a net gain of 5 holders — while 14 added to existing stakes and 12 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.59M. The largest seller was Wealthspire Advisors (New York), exiting entirely with an estimated $2.22M sold.

  • 44 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q4 2021, up from 39 in Q3 2021.
  • Funds reported $86.9M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q4 2021, up 8.7% quarter-over-quarter.
  • 9 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q4 2021 and 4 closed out, a net change of +5 holders.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q4 2021 was Wells Fargo, an estimated $1.59M added.
  • The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q4 2021 was Wealthspire Advisors (New York), an estimated $2.22M sold.

Based on aggregated 13F filings for Q4 2021.