ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
32 hedge funds and large institutions have $50.4M invested in ALPS O'Shares US Small-Cap Quality Dividend ETF in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 4 closing their positions.
25% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 4
7% more capital invested
Capital invested by funds: $47.1M → $50.4M (+$3.29M)
3% more funds holding
Funds holding: 31 → 32 (+1)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
0.14% less ownership
Funds ownership: 50.59% → 50.45% (-0.14%)
18% less repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 11
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$2.58M |
| 2 |
WP
WealthShield Partners
Cary,
North Carolina
|
+$365K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$317K |
| 4 |
SCM
Stonehearth Capital Management
Danvers,
Massachusetts
|
+$262K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$202K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$1.11M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$857K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$368K |
| 4 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$290K |
| 5 |
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
-$253K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
APA
26
American Portfolios Advisors
Holbrook,
New York
| $122K | -$41.3K | -1,564 | -25% |
|
27
Wells Fargo
San Francisco,
California
| $51K | – | – | – |
|
|
PFS
28
Prospera Financial Services
Dallas,
Texas
| $40K | +$39.9K | +1,509 | New |
|
|
IA
29
IFP Advisors
Tampa,
Florida
| $24K | +$53 | +2 | +0.2% |
|
|
AWA
30
Arkadios Wealth Advisors
Atlanta,
Georgia
| $18.9K | -$7.93K | -300 | -31% |
|
|
AAP
31
Arax Advisory Partners
Denver,
Colorado
| $9K | – | – | – |
|
|
ASN
32
Advisory Services Network
Atlanta,
Georgia
| $1K | +$793 | +30 | New |
|
|
33
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$1.11M | -44,464 | Closed |
|
|
34
Citadel Advisors
Miami,
Florida
| – | -$857K | -34,358 | Closed |
|
|
RIA
35
Regal Investment Advisors
Kentwood,
Michigan
| – | -$290K | -11,618 | Closed |
|
|
CAN
36
Cetera Advisor Networks
El Segundo,
California
| – | -$31K | -1,235 | Closed |
|
OUSM Hedge Fund Activity: Q3 2020 in Review
32 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) for Q3 2020, worth a combined $50.4M — up 7% from $47.1M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new OUSM positions and 4 closed out — a net gain of 1 holder — while 9 added to existing stakes and 11 trimmed.
The largest buyer was Avantax Advisory Services, opening a new position worth an estimated $2.58M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $1.11M sold.
- 32 institutional investors held ALPS O'Shares US Small-Cap Quality Dividend ETF (OUSM) as of Q3 2020, up from 31 in Q2 2020.
- Funds reported $50.4M of ALPS O'Shares US Small-Cap Quality Dividend ETF stock for Q3 2020, up 7% quarter-over-quarter.
- 5 funds opened new ALPS O'Shares US Small-Cap Quality Dividend ETF positions in Q3 2020 and 4 closed out, a net change of +1 holder.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF buyer in Q3 2020 was Avantax Advisory Services, an estimated $2.58M added.
- The largest ALPS O'Shares US Small-Cap Quality Dividend ETF seller in Q3 2020 was Cambridge Investment Research Advisors, an estimated $1.11M sold.
Based on aggregated 13F filings for Q3 2020.